0001718175-17-000001.txt : 20171004 0001718175-17-000001.hdr.sgml : 20171004 20171003181640 ACCESSION NUMBER: 0001718175-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171004 DATE AS OF CHANGE: 20171003 EFFECTIVENESS DATE: 20171004 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Dougherty Structured Residual I LLC CENTRAL INDEX KEY: 0001718175 IRS NUMBER: 822790096 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-295939 FILM NUMBER: 171119644 BUSINESS ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 376-4033 MAIL ADDRESS: STREET 1: 90 SOUTH SEVENTH STREET STREET 2: SUITE 4300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 D 1 primary_doc.xml X0708 D LIVE 0001718175 Dougherty Structured Residual I LLC 90 SOUTH SEVENTH STREET SUITE 4300 MINNEAPOLIS MN MINNESOTA 55402 (612) 376-4033 DELAWARE None None Limited Liability Company true 2017 MICHAEL E. DOUGHERTY 90 SOUTH SEVENTH STREET SUITE 4300 MINNEAPOLIS MN MINNESOTA 55402 Director Chairman of the Board of Dougherty Financial Group LLC, the Manager of Structured Residual I LLC, the Manager of the Issuer. GERALD A. KRAUT 90 SOUTH SEVENTH STREET SUITE 4300 MINNEAPOLIS MN MINNESOTA 55402 Executive Officer Director Executive Vice President of Dougherty Financial Group LLC, the Manager of Structured Residual I LLC, the Manager of the Issuer. MICHELLE M. SANDBERG 90 SOUTH SEVENTH STREET SUITE 4300 MINNEAPOLIS MN MINNESOTA 55402 Executive Officer Director Senior Vice President, Secretary, Treasurer and Chief Financial Officer of Dougherty Financial Group LLC, the Manager of Structured Residual I LLC, the Manager of the Issuer. DAVID B. JURAN 90 SOUTH SEVENTH STREET SUITE 4300 MINNEAPOLIS MN MINNESOTA 55402 Director Other Banking and Financial Services Decline to Disclose 06b false true false true false 100000 Dougherty & Company LLC 7477 Dougherty & Company LLC 7477 90 SOUTH SEVENTH STREET SUITE 4300 MINNEAPOLIS MN MINNESOTA 55402 All States false 10000000 0 10000000 false 0 1500000 true 0 Placement fee equal to 7.50% of the amounts received, plus $750,000 gross proceeds paid to Selling Agent to pay acquisition fee and related expenses. 0 false Dougherty Structured Residual I LLC /s/ David E. Rosedahl David E. Rosedahl General Counsel of Issuer's Manager 2017-10-02