0001716968-17-000003.txt : 20171116 0001716968-17-000003.hdr.sgml : 20171116 20171116113331 ACCESSION NUMBER: 0001716968-17-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171116 DATE AS OF CHANGE: 20171116 EFFECTIVENESS DATE: 20171116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transform-X, Inc. CENTRAL INDEX KEY: 0001716968 IRS NUMBER: 820659577 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-298904 FILM NUMBER: 171207245 BUSINESS ADDRESS: STREET 1: 6969 EAST SUNRISE DRIVE #100 CITY: TUCSON STATE: AZ ZIP: 85750 BUSINESS PHONE: 520-512-5299 MAIL ADDRESS: STREET 1: 6969 EAST SUNRISE DRIVE #100 CITY: TUCSON STATE: AZ ZIP: 85750 D 1 primary_doc.xml X0708 D LIVE 0001716968 Transform-X, Inc. 6969 EAST SUNRISE DRIVE #100 TUCSON AZ ARIZONA 85750 520-512-5299 ARIZONA None None Corporation true 2017 Daniel Hodges 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 85750 Executive Officer Chief Executive Officer and Chairman of the Board of Directors John Howell 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 85750 Director Mehrdad Nayebi 6969 East Sunrise Drive Suite 100 Tucson AZ ARIZONA 85750 Director Other Technology Decline to Disclose 06b false 2017-11-13 false true true false 100000 TerraNova Capital Equities, Inc. 45097 None None 733 Third Avenue 15th Floor New York NY NEW YORK 10017 AL ALABAMA AK ALASKA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA HI HAWAII ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI MT MONTANA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WI WISCONSIN false 1500000 200000 1300000 false 1 105000 true 0 TerraNova Capital Equities, Inc. will receive a cash fee in an amount equal to 7% of the gross sales price of any Notes sold in the offering and warrants to purchase a number of shares of Common Stock equal to 7% of the number shares sold in this offering 0 false Transform-X, Inc. Daniel Hodges Daniel Hodges Chief Executive Officer and Director 2017-11-16