0001144204-17-046643.txt : 20170905 0001144204-17-046643.hdr.sgml : 20170905 20170905172023 ACCESSION NUMBER: 0001144204-17-046643 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170905 DATE AS OF CHANGE: 20170905 EFFECTIVENESS DATE: 20170905 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Northern Swan Holdings, Inc. CENTRAL INDEX KEY: 0001716131 IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-294082 FILM NUMBER: 171069577 BUSINESS ADDRESS: STREET 1: 33 IRVING PLACE STREET 2: SUITE 9022 CITY: NEW YORK STATE: NY ZIP: 10003 BUSINESS PHONE: 5166614692 MAIL ADDRESS: STREET 1: 33 IRVING PLACE STREET 2: SUITE 9022 CITY: NEW YORK STATE: NY ZIP: 10003 D 1 primary_doc.xml X0708 D LIVE 0001716131 Northern Swan Holdings, Inc. 33 IRVING PLACE SUITE 9022 NEW YORK NY NEW YORK 10003 (646) 880-4382 BRITISH COLUMBIA, CANADA None None Corporation true 2017 Timothy Bernard Tully 33 IRVING PLACE SUITE 9022 New York NY NEW YORK 10003 Executive Officer Director Kyle Paul Detwiler 33 IRVING PLACE SUITE 9022 New York NY NEW YORK 10003 Executive Officer Director Other Decline to Disclose 06b false 2017-08-18 false true Debentures convertible into equity. true 0 Daniel Freuman 6712347 Exceed Securities, LLC 168935 900 PARK AVENUE, 6C NEW YORK NY NEW YORK 10075 NY NEW YORK false John Clark Gillen 6712304 Exceed Securities, LLC 168935 1 UNION SQUARE SOUTH PH1D NEW YORK NY NEW YORK 10003 NY NEW YORK false Christopher McTammany 6156314 Lamor & Stern, Inc. 10839 1950 NORTH PARK PLACE SUITE 100 ATLANTA GA GEORGIA 30339 NY NEW YORK false 10000033 6172589 3827444 false 39 0 78500 true 0 $2,017,597.08 of the offered debentures were issued for non-cash consideration to reimburse expenses and acquire assets from the persons required to be named in response to Item 3 and entities controlled by such persons. false Northern Swan Holdings, Inc. /s/ Timothy Tully Timothy Tully Director 2017-09-05