0001715768-21-000001.txt : 20210106 0001715768-21-000001.hdr.sgml : 20210106 20210106135515 ACCESSION NUMBER: 0001715768-21-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 EFFECTIVENESS DATE: 20210106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transphorm, Inc. CENTRAL INDEX KEY: 0001715768 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 821858829 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-385395 FILM NUMBER: 21509926 BUSINESS ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-456-1300 MAIL ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Acquisition Corp DATE OF NAME CHANGE: 20170829 D 1 primary_doc.xml X0708 D LIVE 0001715768 Transphorm, Inc. 75 CASTILIAN DRIVE GOLETA CA CALIFORNIA 93117 805-456-1300 DELAWARE Peninsula Acquisition Corp Corporation true 2017 Mario Rivas 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Umesh Mishra 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director David Kerko 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Brittany Bagley 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Michael Julian Humphreys 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Eiji Yatagawa 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Primit Parikh 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Cameron McAulay 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Other Technology Decline to Disclose 06b false 2020-12-22 false true false 0 Loop Capital Markets LLC 43098 None None 111 West Jackson Blvd. Suite 1901 Chicago IL ILLINOIS 60604 CT CONNECTICUT MN MINNESOTA WI WISCONSIN IL ILLINOIS MA MASSACHUSETTS TX TEXAS FL FLORIDA NY NEW YORK CO COLORADO NJ NEW JERSEY CA CALIFORNIA true Spartan Capital Securities, LLC 146251 None None 45 Broadway 19th Floor New York NY NEW YORK 10006 CT CONNECTICUT MN MINNESOTA WI WISCONSIN IL ILLINOIS MA MASSACHUSETTS TX TEXAS NY NEW YORK CO COLORADO NJ NEW JERSEY CA CALIFORNIA true 15000000 15000000 0 false 9 760000 true 0 0 false Transphorm, Inc. /s/ Mario Rivas Mario Rivas Chief Executive Officer 2021-01-06