0001715768-20-000005.txt : 20200227 0001715768-20-000005.hdr.sgml : 20200227 20200227171327 ACCESSION NUMBER: 0001715768-20-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200227 DATE AS OF CHANGE: 20200227 EFFECTIVENESS DATE: 20200227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transphorm, Inc. CENTRAL INDEX KEY: 0001715768 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 821858829 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-361545 FILM NUMBER: 20663713 BUSINESS ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-456-1300 MAIL ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Acquisition Corp DATE OF NAME CHANGE: 20170829 D 1 primary_doc.xml X0708 D LIVE 0001715768 Transphorm, Inc. 75 CASTILIAN DRIVE GOLETA CA CALIFORNIA 93117 805-456-1300 DELAWARE Peninsula Acquisition Corp Corporation true 2017 Mario Rivas 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Umesh Mishra 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director David Kerko 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Brittany Bagley 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Eiji Yatagawa 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Primit Parikh 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Cameron McAulay 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Other Technology Decline to Disclose 06b false 2020-02-12 false true false 0 B. Riley FBR, Inc. 25027 None None 11100 Santa Monica Blvd Suite 800 Los Angeles CA CALIFORNIA 90025 CA CALIFORNIA CO COLORADO CT CONNECTICUT IL ILLINOIS MA MASSACHUSETTS MO MISSOURI NY NEW YORK NC NORTH CAROLINA OH OHIO UT UTAH WI WISCONSIN true Craig-Hallum Capital Group LLC 121395 None None 222 South Ninth St Suite 350 Minneapolis MN MINNESOTA 55402 CA CALIFORNIA GA GEORGIA IL ILLINOIS MA MASSACHUSETTS MN MINNESOTA NV NEVADA NJ NEW JERSEY NY NEW YORK OR OREGON TX TEXAS WI WISCONSIN true 60000000 21460000 38540000 false 15 1270000 true 0 0 false Transphorm, Inc. /s/ Mario Rivas Mario Rivas Chief Executive Officer 2020-02-27