0001715768-20-000004.txt : 20200227 0001715768-20-000004.hdr.sgml : 20200227 20200227170704 ACCESSION NUMBER: 0001715768-20-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200227 DATE AS OF CHANGE: 20200227 EFFECTIVENESS DATE: 20200227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Transphorm, Inc. CENTRAL INDEX KEY: 0001715768 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 821858829 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-361541 FILM NUMBER: 20663556 BUSINESS ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: 805-456-1300 MAIL ADDRESS: STREET 1: 75 CASTILIAN DRIVE CITY: GOLETA STATE: CA ZIP: 93117 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Acquisition Corp DATE OF NAME CHANGE: 20170829 D 1 primary_doc.xml X0708 D LIVE 0001715768 Transphorm, Inc. 75 CASTILIAN DRIVE GOLETA CA CALIFORNIA 93117 805-456-1300 DELAWARE Peninsula Acquisition Corp Corporation true 2017 Mario Rivas 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director Umesh Mishra 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Director David Kerko 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Brittany Bagley 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Eiji Yatagawa 75 Castilian Drive Goleta CA CALIFORNIA 93117 Director Primit Parikh 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Cameron McAulay 75 Castilian Drive Goleta CA CALIFORNIA 93117 Executive Officer Other Technology Decline to Disclose 06b false 2020-02-12 false true true true Issuer's sub merged with & into Transphorm, Inc. ("OpCo") w/ OpCo surviving & becoming Issuer's wholly-owned sub. OpCo's outstanding capital stock converted into Issuer's common stock. OpCo changed name & Issuer adopted "Transphorm, Inc." 0 112633324 112633324 0 Values calculated based on Issuer common stock issued to holders of OpCo common and preferred stock. Warrants, options, and a convertible note not included in this calculation. false 45 0 0 0 false Transphorm, Inc. /s/ Mario Rivas Mario Rivas Chief Executive Officer 2020-02-27