0001140361-18-012010.txt : 20180305 0001140361-18-012010.hdr.sgml : 20180305 20180305165819 ACCESSION NUMBER: 0001140361-18-012010 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20180305 DATE AS OF CHANGE: 20180305 EFFECTIVENESS DATE: 20180305 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Unterberg Taylor Capital, LLC CENTRAL INDEX KEY: 0001714382 IRS NUMBER: 821975939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-292676 FILM NUMBER: 18666978 BUSINESS ADDRESS: STREET 1: 445 PARK AVENUE, ROOM 901 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-745-1141 MAIL ADDRESS: STREET 1: 445 PARK AVENUE, ROOM 901 CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0708 D/A LIVE 0001714382 Unterberg Taylor Capital, LLC 445 Park Avenue, Room 901 New York NY NEW YORK 10022 212-745-1141 DELAWARE None None Limited Liability Company true 2017 Thomas Unterberg 445 Park Avenue Room 901 New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C.1 true 0001140361-17-031389 2017-07-01 true true true true This offering is being made as part of an exchange offer whereby limited partnership interests in Unterberg Technology Partners, L.P. and Unterberg Koller Capital Fund, L.P. were exchanged for limited liability company interests in the Issuer. 500000 Indefinite 121178368 Indefinite false 36 0 0 0 false Unterberg Taylor Capital, LLC /s/ Marjorie Caldon Marjorie Caldon Operations Manager 2018-03-05