0001710748-19-000002.txt : 20190211 0001710748-19-000002.hdr.sgml : 20190211 20190211144626 ACCESSION NUMBER: 0001710748-19-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20190211 DATE AS OF CHANGE: 20190211 EFFECTIVENESS DATE: 20190211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LBC SMALL CAP SBIC, L.P. CENTRAL INDEX KEY: 0001710748 IRS NUMBER: 811855260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-292444 FILM NUMBER: 19584765 BUSINESS ADDRESS: STREET 1: 555 E. LANCASTER AVENUE STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19087 BUSINESS PHONE: 215-972-8900 MAIL ADDRESS: STREET 1: 555 E. LANCASTER AVENUE STREET 2: SUITE 450 CITY: RADNOR STATE: PA ZIP: 19087 D/A 1 primary_doc.xml X0708 D/A LIVE 0001710748 LBC SMALL CAP SBIC, L.P. 555 E. LANCASTER AVENUE SUITE 450 RADNOR PA PENNSYLVANIA 19087 215-972-8900 DELAWARE None None Limited Partnership true 2016 LLC LBC SMALL CAP GP, 555 E. LANCASTER AVENUE SUITE 450 RADNOR PA PENNSYLVANIA 19087 Executive Officer General Partner of Issuer Nathaniel R. Cohen 555 E. LANCASTER AVENUE SUITE 450 RADNOR PA PENNSYLVANIA 19087 Executive Officer Manager of LBC Small Cap GP, LLC John J. Brignola 555 E. LANCASTER AVENUE SUITE 450 RADNOR PA PENNSYLVANIA 19087 Executive Officer Manager of LBC Small Cap GP, LLC Christopher J. Calabrese 555 E. LANCASTER AVENUE SUITE 450 RADNOR PA PENNSYLVANIA 19087 Executive Officer Manager of LBC Small Cap GP, LLC Donald K. Rice 555 E. LANCASTER AVENUE SUITE 450 RADNOR PA PENNSYLVANIA 19087 Executive Officer Manager of LBC Small Cap GP, LLC Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 true 0001710748-18-000001 2017-07-31 false true false 500000 EQUUS FINANCIAL CONSULTING LLC 131449 None None 78 PINE STREET, SUITE 101 NEW CANAAN CT CONNECTICUT 06840 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false 75000000 44737033 30262967 false 19 0 0 There are no sales commissions or finders' fee expenses that are paid by the Issuer. 0 The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the Issuer's confidential private placement memorandum. false LBC SMALL CAP SBIC, L.P. /s/ Nathaniel R. Cohen Nathaniel R. Cohen Manager of Issuer's General Partner 2019-02-11