0001710748-18-000001.txt : 20181031 0001710748-18-000001.hdr.sgml : 20181031 20181031144312 ACCESSION NUMBER: 0001710748-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20181031 DATE AS OF CHANGE: 20181031 EFFECTIVENESS DATE: 20181031 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LBC SMALL CAP SBIC, L.P. CENTRAL INDEX KEY: 0001710748 IRS NUMBER: 811855260 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-292444 FILM NUMBER: 181149860 BUSINESS ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET STREET 2: SUITE 1550 CITY: PHILADELPHIA STATE: PA ZIP: 19104 BUSINESS PHONE: 215-972-8900 MAIL ADDRESS: STREET 1: CIRA CENTRE, 2929 ARCH STREET STREET 2: SUITE 1550 CITY: PHILADELPHIA STATE: PA ZIP: 19104 D/A 1 primary_doc.xml X0708 D/A LIVE 0001710748 LBC SMALL CAP SBIC, L.P. CIRA CENTRE, 2929 ARCH STREET SUITE 1550 PHILADELPHIA PA PENNSYLVANIA 19104 215-972-8900 DELAWARE None None Limited Partnership true 2016 LLC LBC SMALL CAP GP, Cira Centre, 2929 Arch Street Suite 1550 Philadelphia PA PENNSYLVANIA 19104 Executive Officer General Partner of Issuer Nathaniel R. Cohen Cira Centre, 2929 Arch Street Suite 1550 Philadelphia PA PENNSYLVANIA 19104 Executive Officer Manager of LBC Small Cap GP, LLC John J. Brignola Cira Centre, 2929 Arch Street SUITE 1550 Philadelphia PA PENNSYLVANIA 19104 Executive Officer Manager of LBC Small Cap GP, LLC Christopher J. Calabrese Cira Centre, 2929 Arch Street Suite 1550 Philadelphia PA PENNSYLVANIA 19104 Executive Officer Manager of LBC Small Cap GP, LLC Donald K. Rice Cira Centre - 2929 Arch Street Suite 1550 Philadelphia PA PENNSYLVANIA 19104 Executive Officer Manager of LBC Small Cap GP, LLC Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 true 0001710748-17-000004 2017-07-31 true true false 500000 EQUUS FINANCIAL CONSULTING LLC 131449 None None 78 PINE STREET, SUITE 101 NEW CANAAN CT CONNECTICUT 06840 AL ALABAMA AZ ARIZONA AR ARKANSAS CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN false 75000000 39530269 35469731 false 14 0 0 There are no sales commissions or finders' fee expenses that are paid by the Issuer. 0 The management company, an affiliate of the general partner of the Issuer, is entitled to a management fee, which is discussed in the Issuer's confidential private placement memorandum. false LBC SMALL CAP SBIC, L.P. /s/ Nathaniel R. Cohen Nathaniel R. Cohen Manager of Issuer's General Partner 2018-10-31