0001710671-18-000001.txt : 20180427 0001710671-18-000001.hdr.sgml : 20180427 20180427172546 ACCESSION NUMBER: 0001710671-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180427 DATE AS OF CHANGE: 20180427 EFFECTIVENESS DATE: 20180427 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Global Financial Services Partners III, L.P. CENTRAL INDEX KEY: 0001710671 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-289714 FILM NUMBER: 18785667 BUSINESS ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE CITY: WASHINGTON STATE: DC ZIP: 20004 BUSINESS PHONE: 202-347-2626 MAIL ADDRESS: STREET 1: 1001 PENNSYLVANIA AVENUE CITY: WASHINGTON STATE: DC ZIP: 20004 D/A 1 primary_doc.xml X0708 D/A LIVE 0001710671 Carlyle Global Financial Services Partners III, L.P. 1001 PENNSYLVANIA AVENUE WASHINGTON DC DISTRICT OF COLUMBIA 20004 202-347-2626 CAYMAN ISLANDS None None Limited Partnership true 2017 N/A TCG Financial Services III, L.P. 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Promoter The General Partner of the Issuer (the "GP") N/A Carlyle Financial Services III, LLC 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Promoter The General Partner of the GP Daniel A. D'Aniello 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Executive Officer Managing Director of the General Partner of the GP David M. Rubenstein 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Executive Officer Managing Director of the General Partner of the GP William E. Conway, Jr. 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Executive Officer Managing Director of the General Partner of the GP David Pearson 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Executive Officer Managing Director of the General Partner of the GP John Redett 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Executive Officer Managing Director of the General Partner of the GP Brian Schrieber 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 Executive Officer Managing Director of the General Partner of the GP Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 true 0001710671-17-000002 2017-06-30 true true false 0 TCG Securities, L.L.C. 154788 TCG Securities, L.L.C. 154788 1001 Pennsylvania Avenue, NW Suite 220 South Washington DC DISTRICT OF COLUMBIA 20004 All States false Etgal Holdings, Ltd None None None 20 Lincoln St. Tel-A VIV L3 ISRAEL 67134 true Korea Investments & Securities Co None None None 88, Uisadang-daero Yeongdeungpo-gu Seoul M5 KOREA, REPUBLIC OF 07321 true Butterfield Asset Management Limited None None None 65 Front Street Hamilton D0 BERMUDA HM 12 true KB Investment & Securities Co., Ltd. None None None 28, Gukjegeumyung-ro 2-gil Yeongdeungpo-gu Seoul M5 KOREA, REPUBLIC OF 07325 true Alistithmar Capital None None None P.O. Box 6888 Riyadh T0 SAUDI ARABIA 11452 true Morgan Stanley Smith Barney LLC 149777 Morgan Stanley Smith Barney LLC 14977 2000 Westchester Avenue Purchase NY NEW YORK 10577 All States false Indefinite 588762750 Indefinite false 40 0 0 Employees of affiliate of GP ("Carlyle") involved in the placement of Issuer interests receive compensation in part based on the amount of capital raised for the Issuer; such compensation is borne by Carlyle and not the Issuer's investors. 0 false Carlyle Global Financial Services Partners III, L.P. /s/ Ryan Toteja Ryan Toteja Principal of the General Partner of the GP 2018-04-27