0001709523-17-000001.txt : 20170623 0001709523-17-000001.hdr.sgml : 20170623 20170623123655 ACCESSION NUMBER: 0001709523-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170623 DATE AS OF CHANGE: 20170623 EFFECTIVENESS DATE: 20170623 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sotera SPV, LLC CENTRAL INDEX KEY: 0001709523 IRS NUMBER: 821543814 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-289336 FILM NUMBER: 17926984 BUSINESS ADDRESS: STREET 1: 10020 HUENNEKENS ST CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 858-427-4620 MAIL ADDRESS: STREET 1: 10020 HUENNEKENS ST CITY: SAN DIEGO STATE: CA ZIP: 92121 D 1 primary_doc.xml X0707 D LIVE 0001709523 Sotera SPV, LLC 10020 HUENNEKENS ST SAN DIEGO CA CALIFORNIA 92121 858-427-4620 DELAWARE None None Limited Liability Company true 2017 Thingplicity Holdings Limited 10020 Huennekens St San Diego CA CALIFORNIA 92121 Executive Officer Manager Leonard Wu 10020 Huennekens St San Diego CA CALIFORNIA 92121 Director Director of Manager Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false 2017-05-26 false true true false 100000 12000000 5556000 6444000 false 6 0 0 556000 Management fee payable to the Manager. false Sotera SPV, LLC Leonard Wu Leonard Wu Director of Manager 2017-06-21