0001709359-17-000001.txt : 20170720 0001709359-17-000001.hdr.sgml : 20170720 20170720154641 ACCESSION NUMBER: 0001709359-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20170720 DATE AS OF CHANGE: 20170720 EFFECTIVENESS DATE: 20170720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Galen CDx SPV III LLC CENTRAL INDEX KEY: 0001709359 IRS NUMBER: 821841618 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-291201 FILM NUMBER: 17974345 BUSINESS ADDRESS: STREET 1: 680 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-653-6400 MAIL ADDRESS: STREET 1: 680 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 D 1 primary_doc.xml X0708 D LIVE 0001709359 Galen CDx SPV III LLC 680 WASHINGTON BLVD STAMFORD CT CONNECTICUT 06901 203-653-6400 DELAWARE None None Limited Liability Company true 2017 N/A N/A Galen CDx SPV Manager LLC 680 Washington Blvd Stamford CT CONNECTICUT 06901 Promoter Manager of the Issuer N/A N/A Galen SPV Management LLC 680 Washington Blvd Stamford CT CONNECTICUT 06901 Promoter Management Company of the Issuer David Jahns c/o Galen SPV Management LLC 680 Washington Blvd Stamford CT CONNECTICUT 06901 Director Manager of the Manager of the Issuer Zubeen Shroff c/o Galen SPV Management LLC 680 Washington Blvd Stamford CT CONNECTICUT 06901 Director Manager of the Manager of the Issuer Philip Borden c/o Galen SPV Management LLC 680 Washington Blvd Stamford CT CONNECTICUT 06901 Director Manager of the Manager of the Issuer Pooled Investment Fund Venture Capital Fund false Decline to Disclose 06b 3C 3C.1 false 2017-07-07 false true false 0 1200000 1200000 0 false 10 0 0 0 false Galen CDx SPV III LLC /s/ David W. Jahns David W. Jahns Manager of the Manager of the Issuer 2017-07-20