0001707121-17-000002.txt : 20170522 0001707121-17-000002.hdr.sgml : 20170522 20170519173230 ACCESSION NUMBER: 0001707121-17-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170522 DATE AS OF CHANGE: 20170519 EFFECTIVENESS DATE: 20170522 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Rotella ETA Carinae Fund, LLC CENTRAL INDEX KEY: 0001707121 IRS NUMBER: 814151156 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-287173 FILM NUMBER: 17858992 BUSINESS ADDRESS: STREET 1: 800 BELLEVUE WAY NE, STREET 2: SUITE 200 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 312-467-2700 MAIL ADDRESS: STREET 1: ONE NORTH WACKER DRIVE STREET 2: SUITE 4000 CITY: CHICAGO STATE: IL ZIP: 60606 FORMER COMPANY: FORMER CONFORMED NAME: Rotella ETA Carinae, LLC DATE OF NAME CHANGE: 20170518 D 1 primary_doc.xml X0707 D LIVE 0001707121 Rotella ETA Carinae Fund, LLC 800 BELLEVUE WAY NE, SUITE 200 BELLEVUE WA WASHINGTON 98004 312-467-2700 DELAWARE Rotella ETA Carinae, LLC Limited Liability Company true 2016 Robert P Rotella 800 Bellevue Way NE Suite 200 Bellevue WA WASHINGTON 98004 Executive Officer CEO, President, and Co-Chief Investment Officer of Rotella Capital Management, Inc., the managing member and investment manager to the Fund. Jagdeesh Prakasam 800 Bellevue Way NE Suite 200 Bellevue WA WASHINGTON 98004 Executive Officer Co-chief investment officer of Rotella Capital Management, Inc, the managing member and investment manager to the Fund. John Harper One North Wacker Drive Suite 4000 Chicago IL ILLINOIS 60606 Executive Officer Executive Vice President and Director of Research of Rotella Capital Management, Inc., the managing member and investment manager to the Fund. Dean W Crowder, III 5409 Grasmere Drive Plano TX TEXAS 75093 Executive Officer Dean Crowder, III is the Managing Director and Global Head of Strategic Business Development of Rotella Capital Management, Inc., the managing member and investment manager to the Fund. Pooled Investment Fund Hedge Fund false Decline to Disclose 06b false 2017-05-01 true true false 250000 Indefinite 5010000 Indefinite false 2 0 0 0 Customary advisory fees are paid to the Investment Manager as provided for in the issuer's offering materials. false Rotella ETA Carinae Fund, LLC Dora Hines Dora Hines Compliance Officer 2017-05-19