0001703590-21-000002.txt : 20211014 0001703590-21-000002.hdr.sgml : 20211014 20211013180838 ACCESSION NUMBER: 0001703590-21-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211014 DATE AS OF CHANGE: 20211013 EFFECTIVENESS DATE: 20211014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Greenwich Financial, Inc. CENTRAL INDEX KEY: 0001703590 IRS NUMBER: 812892116 STATE OF INCORPORATION: CT FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-416856 FILM NUMBER: 211322095 BUSINESS ADDRESS: STREET 1: 444 EAST PUTNAM AVENUE CITY: COS COB STATE: CT ZIP: 06807 BUSINESS PHONE: 2036298400 MAIL ADDRESS: STREET 1: 444 EAST PUTNAM AVENUE CITY: COS COB STATE: CT ZIP: 06807 D 1 primary_doc.xml X0708 D LIVE 0001703590 First Greenwich Financial, Inc. 444 EAST PUTNAM AVENUE COS COB CT CONNECTICUT 06807 2036298400 CONNECTICUT None None Corporation true 2016 Frank Gaudio c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Executive Officer Director Ronald J. Moccio c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Executive Officer Mark McMillen c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Executive Officer George D'Angelo c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Director John Fareri c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Director William Gallagher c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Director Bruno Gioffre c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Director Barry Small c/o The First Bank of Greenwich 444 East Putnam Avenue Cos Cob CT CONNECTICUT 06807 Director Commercial Banking Decline to Disclose 06b false 2021-09-30 false true false 250000 FinPro Capital Advisors, Inc. 157816 None None 158 Route 206 Gladstone NJ NEW JERSEY 07934 CT CONNECTICUT NJ NEW JERSEY NY NEW YORK PA PENNSYLVANIA UT UTAH VA VIRGINIA false 13000000 13000000 0 false 11 227500 0 8750000 true Approx $3.75MM of proceeds will be used to repurchase shares of preferred stock held by officers & directors of Issuer. Approx $5MM of proceeds will be used to redeem outstanding subordinated debt that is held by officers & directors of Issuer. false First Greenwich Financial, Inc. /S/ Ronald J. Moccio, Jr. Ronald J. Moccio, Jr. Executive Vice President & Chief Financial Officer 2021-10-13