0001703033-21-000002.txt : 20210406 0001703033-21-000002.hdr.sgml : 20210406 20210406100828 ACCESSION NUMBER: 0001703033-21-000002 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210406 DATE AS OF CHANGE: 20210406 EFFECTIVENESS DATE: 20210406 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ariel International DM/EM LLC CENTRAL INDEX KEY: 0001703033 IRS NUMBER: 814659374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-284273 FILM NUMBER: 21808330 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-612-2600 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 D/A 1 primary_doc.xml X0708 D/A LIVE 0001703033 Ariel International DM/EM LLC 200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL ILLINOIS 60601 312-612-2600 DELAWARE None None Limited Liability Company true 2016 n/a (entity) Ariel Investments, LLC 200 E Randolph St Suite 2900 Chicago IL ILLINOIS 60601 Director Ariel Investments, LLC is the managing member of the issuer. n/a (entity) Ariel Distributors, LLC 200 E Randolph St Suite 2900 Chicago IL ILLINOIS 60601 Promoter Ariel Distributors, LLC, a wholly-owned subsidiary of Ariel Investments, LLC, acts as placement agent. Ariel Distributors, LLC receives no compensation for its services as placement agent. Pooled Investment Fund Other Investment Fund false Over $100,000,000 06b 3C 3C.7 true 0001703033-20-000002 2017-03-31 true true false 5000000 Indefinite 525944993 Indefinite Total amount sold represents gross investor contributions made since inception. Redemptions for the same period total 64,017,833, resulting total net amount sold of 461,927,160. false 15 0 0 Ariel Distributors, LLC (CRD 38333), a wholly-owned subsidiary of Ariel Investments, LLC, acts as placement agent and receives no compensation therefor. 0 None of the gross proceeds will be paid to any person. Ariel Investments, LLC receives a management fee paid by investors for investment management services provided to the issuer. The asset-based fee is paid in arrears on a monthly basis. false Ariel International DM/EM LLC Susan L. Schoenberger Susan L Schoenberger Vice President, Legal Counsel of Ariel Investments, LLC 2021-04-06