0001703033-17-000001.txt : 20170407 0001703033-17-000001.hdr.sgml : 20170407 20170406183254 ACCESSION NUMBER: 0001703033-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06c ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170407 DATE AS OF CHANGE: 20170406 EFFECTIVENESS DATE: 20170407 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ariel International DM/EM LLC CENTRAL INDEX KEY: 0001703033 IRS NUMBER: 814659374 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-284273 FILM NUMBER: 17747178 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3127267473 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 D 1 primary_doc.xml X0707 D LIVE 0001703033 Ariel International DM/EM LLC 200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL ILLINOIS 60601 312-726-0140 ILLINOIS None None Limited Liability Company true 2016 n/a (entity) Ariel Investments, LLC 200 E Randolph St Suite 2900 Chicago IL ILLINOIS 60601 Director Ariel Investments, LLC is the managing member of the issuer. n/a (entity) Ariel Distributors, LLC 200 E Randolph St Suite 2900 Chicago IL ILLINOIS 60601 Promoter Ariel Distributors, LLC, a wholly-owned subsidiary of Ariel Investments, LLC, will act as placement agent. Ariel Distributors, LLC will receive no compensation for its services as placement agent. Pooled Investment Fund Other Investment Fund false $25,000,001 - $50,000,000 06c 3C 3C.7 false 2017-03-31 true true false 5000000 Indefinite 36588596 Indefinite false 4 0 0 Ariel Distributors, LLC (CRD 38333), a wholly-owned subsidiary of Ariel Investments, LLC will act as placement agent and will receive no compensation therefor. 0 None of the gross proceeds will be paid to any person. Ariel Investments, LLC will receive a management fee for investment management services provided to the issuer. The asset-based fee will be paid in arrears on a monthly basis. false Ariel International DM/EM LLC Susan L Schoenberger Susan L Schoenberger Vice President, Legal Counsel of Ariel Investments, LLC 2017-04-06