0000929638-24-001384.txt : 20240405 0000929638-24-001384.hdr.sgml : 20240405 20240405161957 ACCESSION NUMBER: 0000929638-24-001384 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20240405 DATE AS OF CHANGE: 20240405 EFFECTIVENESS DATE: 20240405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ariel International DM/EM LLC CENTRAL INDEX KEY: 0001703033 ORGANIZATION NAME: IRS NUMBER: 814659374 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-284273 FILM NUMBER: 24826775 BUSINESS ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-612-2600 MAIL ADDRESS: STREET 1: 200 EAST RANDOLPH STREET STREET 2: SUITE 2900 CITY: CHICAGO STATE: IL ZIP: 60601 D/A 1 primary_doc.xml X0708 D/A LIVE 0001703033 Ariel International DM/EM LLC 200 EAST RANDOLPH STREET SUITE 2900 CHICAGO IL ILLINOIS 60601 312-612-2600 DELAWARE None None Limited Liability Company true n/a Ariel Investments, LLC 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Executive Officer The Managing Member of the Issuer. John W. Rogers, Jr. 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Executive Officer Mr. Rogers is the Chairman, Co-CEO and Chief Investment Officer of the Managing Member of the Issuer and is the Chairman of the Board of Directors of the Managing Member of the Issuer.. Mellody L. Hobson 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Executive Officer Ms. Hobson is the President and Co-CEO of the Managing Member of the Issuer and is a member of the Board of Directors of the Managing Member of the Issuer. K. J. Martijn Cremers, PhD 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Dr. Cremers is a member of the Board of Directors of the Managing Member of the Issuer. Arne S. Duncan 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Mr. Duncan is a member of the Board of Directors of the Managing Member of the Issuer. Valerie B. Jarrett 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Ms. Jarrett is a member of the Board of Directors of the Managing Member of the Issuer. Fazal F. Merchant 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Mr. Merchant is a member of the Board of Directors of the Managing Member of the Issuer. Anthony D. Romero 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Mr. Romero is a member of the Board of Directors of the Managing Member of the Issuer. Judy A. Smith 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Ms. Smith is a member of the Board of Directors of the Managing Member of the Issuer. Heather E. Tookes, PhD 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Dr. Tookes is a member of the Board of Directors of the Managing Member of the Issuer. Paula Wolff, PhD. 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Director Dr. Wolff is a member of the Board of Directors of the Managing Member of the Issuer. Emma L. Rodriguez-Ayala 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 Executive Officer Ms. Rodriguez-Ayala is an Executive Vice President, General Counsel and Authorized Signatory for the Managing Member of the Issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 3C.7 06b 3C true 0001567619-23-005647 2017-03-31 true true true Limited liability company interests. The minimum capital contribution of $5,000,000 may be modified by the Managing Member of the Issuer, in its sole discretion. false 0 None None Ariel Distributors, LLC 38333 200 E. Randolph Street, Suite 2900 Chicago IL ILLINOIS 60601 All States Indefinite 683344993 Indefinite The total amount sold and the number of investors do not take redemptions into consideration. false 19 0 true 0 The person named in Item 12 is a wholly owned subsidiary of the Managing Member and will not receive any sales commission or other renumeration. 0 Ariel International DM/EM LLC /s/ Emma L. Rodriguez-Ayala Emma L. Rodriguez-Ayala Exec VP, Gen Counsel of the Managing Member of the Issuer 2024-03-22