The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001702836
   Corporation
X Limited Partnership
   Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
Trenton - Black River II, LP
Jurisdiction of Incorporation/Organization
TENNESSEE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2017
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Trenton - Black River II, LP
Street Address 1 Street Address 2
11002 Kingston Pike Suite 204
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
KNOXVILLE TENNESSEE 37934 865-688-2864

3. Related Persons

Last Name First Name Middle Name
LOVE CONNIE
Street Address 1 Street Address 2
11002 Kingston Pike SUITE 204
City State/Province/Country ZIP/PostalCode
KNOXVILLE TENNESSEE 37934
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

PRESIDENT OF MANAGING GENERAL PARTNER
Last Name First Name Middle Name
Goedert Sarah
Street Address 1 Street Address 2
11002 Kingston Pike Suite 204
City State/Province/Country ZIP/PostalCode
KNOXVILLE TENNESSEE 37934
Relationship: X Executive Officer    Director    Promoter

Clarification of Response (if Necessary):

CFO OF MANAGING GENERAL PARTNER

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
   Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes    No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
X Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))
   Rule 504 (b)(1)(i)
   Rule 504 (b)(1)(ii)
   Rule 504 (b)(1)(iii)
X Rule 506(b)
   Rule 506(c)
   Securities Act Section 4(a)(5)
   Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2017-06-05    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity    Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $15,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
SANDLAPPER Securities, LLC 137906
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER Securities, LLC 137906
Street Address 1 Street Address 2
SANDLAPPER FINANCIAL CENTER 800 E. North Street, 2nd Flr
City State/Province/Country ZIP/Postal Code
Greenville SOUTH CAROLINA 29601
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Dempsey Lord Smith, LLC 141238
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dempsey Lord Smith, LLC 141238
Street Address 1 Street Address 2
901 N. Broad Street, Suite 400
City State/Province/Country ZIP/Postal Code
Rome GEORGIA 30161
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
Alan Lane 2463160
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER Securities, LLC 137906
Street Address 1 Street Address 2
11801 Sandy Bluff Drive
City State/Province/Country ZIP/Postal Code
Henrico VIRGINIA 23233
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
OHIO
VIRGINIA
Recipient
Recipient CRD Number    None
Clark Weeks 5717984
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dempsey Lord Smith, LLC 141238
Street Address 1 Street Address 2
6065 Roswell Rd Suite 580
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30328
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
GEORGIA
ILLINOIS
NEW MEXICO
OKLAHOMA
Recipient
Recipient CRD Number    None
William Finnie 4221287
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dempsey Lord Smith, LLC 141238
Street Address 1 Street Address 2
6065 Roswell Road, Suite 580
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30328
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
ARIZONA
COLORADO
FLORIDA
GEORGIA
IDAHO
INDIANA
KENTUCKY
LOUISIANA
NEW JERSEY
NORTH CAROLINA
NORTH DAKOTA
OHIO
PENNSYLVANIA
TEXAS
UTAH
WASHINGTON
WEST VIRGINIA
Recipient
Recipient CRD Number    None
Scott Maconochie 1480335
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dempsey Lord Smith, LLC 141238
Street Address 1 Street Address 2
6065 Roswell Road, Suite 580
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30328
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
FLORIDA
GEORGIA
KENTUCKY
LOUISIANA
NEW JERSEY
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Jeffrey Vollmer 4370544
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER Securities, LLC 137906
Street Address 1 Street Address 2
2702 Erie Avenue Hyde Park Square 3rd Floor
City State/Province/Country ZIP/Postal Code
Cincinnati OHIO 45208
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
KENTUCKY
OHIO
TEXAS
Recipient
Recipient CRD Number    None
Brian Herking 4592871
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER Securities, LLC 137906
Street Address 1 Street Address 2
2702 Erie Avenue Hyde Park Square 3rd Floor
City State/Province/Country ZIP/Postal Code
Cincinnati OHIO 45208
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
FLORIDA
INDIANA
KENTUCKY
OHIO
TEXAS
Recipient
Recipient CRD Number    None
Thomas Hille 3070017
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
JRL CAPITAL CORPORATION 10225
Street Address 1 Street Address 2
23121 VERDUGO DR Ste 205
City State/Province/Country ZIP/Postal Code
Laguna Hills CALIFORNIA 92653
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
TEXAS
Recipient
Recipient CRD Number    None
Robert Boggess 5007422
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER Securities, LLC 137906
Street Address 1 Street Address 2
2312 EASTLAKE AVE E
City State/Province/Country ZIP/Postal Code
Seattle WASHINGTON 98103
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
ARIZONA
CALIFORNIA
COLORADO
CONNECTICUT
IDAHO
MASSACHUSETTS
MONTANA
NEW JERSEY
OREGON
PENNSYLVANIA
TEXAS
WASHINGTON
Recipient
Recipient CRD Number    None
Brian Parker 4280596
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER Securities, LLC 137906
Street Address 1 Street Address 2
2702 Erie Avenue Hyde Park Square 3rd Floor
City State/Province/Country ZIP/Postal Code
Cincinnati OHIO 45208
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NEW JERSEY
OHIO
TEXAS
Recipient
Recipient CRD Number    None
Gregory Gibson 1694647
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dempsey Lord Smith, LLC 141238
Street Address 1 Street Address 2
439 CONGAREE ROAD
City State/Province/Country ZIP/Postal Code
Greenville SOUTH CAROLINA 29607
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
CALIFORNIA
GEORGIA
SOUTH CAROLINA
TENNESSEE
TEXAS
VIRGINIA
Recipient
Recipient CRD Number    None
Mark Headrick 1045376
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Dempsey Lord Smith, LLC 141238
Street Address 1 Street Address 2
2279 STOVALL ROAD
City State/Province/Country ZIP/Postal Code
LAGRANGE GEORGIA 30241
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
GEORGIA
NEW JERSEY
SOUTH CAROLINA
VIRGINIA
Recipient
Recipient CRD Number    None
JOHN PAUL HARVEY JR. 4227692
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER Securities, LLC 137906
Street Address 1 Street Address 2
1 CITY BOULEVARD WEST SUITE 870
City State/Province/Country ZIP/Postal Code
ORANGE CALIFORNIA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
IOWA
Recipient
Recipient CRD Number    None
GALI HOREV 5138931
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DEMPSEY LORD SMITH, LLC 141238
Street Address 1 Street Address 2
116 S. CATALINA AVENUE STE 107
City State/Province/Country ZIP/Postal Code
REDONDO BEACH CALIFORNIA 90277
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
IDAHO
MASSACHUSETTS
TEXAS
Recipient
Recipient CRD Number    None
WILLIAM VALENTINE BAXTER JR 15334
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DEMPSEY LORD SMITH, LLC 141238
Street Address 1 Street Address 2
6065 Roswell Road, Suite 580
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30328
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALASKA
ARIZONA
COLORADO
FLORIDA
GEORGIA
IDAHO
INDIANA
LOUISIANA
NEW JERSEY
NORTH CAROLINA
NORTH DAKOTA
OHIO
PENNSYLVANIA
TEXAS
UTAH
WASHINGTON
WEST VIRGINIA
Recipient
Recipient CRD Number    None
JRL CAPITAL CORPORATION 10225
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
JRL CAPITAL CORPORATION 10225
Street Address 1 Street Address 2
20371 IRVINE AVE SUITE A-140
City State/Province/Country ZIP/Postal Code
NEWPORT BEACH CALIFORNIA 92660
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ALABAMA
ARIZONA
CALIFORNIA
COLORADO
FLORIDA
HAWAII
IDAHO
ILLINOIS
MARYLAND
MASSACHUSETTS
NEVADA
NEW JERSEY
OREGON
TEXAS
UTAH
WASHINGTON
Recipient
Recipient CRD Number    None
EMERSON EQUITY LLC 130032
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
EMERSON EQUITY LLC 130032
Street Address 1 Street Address 2
155 BOVET ROAD, SUITE 725
City State/Province/Country ZIP/Postal Code
San Mateo CALIFORNIA 94402
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		 X All States
   Foreign/non-US
Recipient
Recipient CRD Number    None
TONY BAROUTI 3031995
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
EMERSON EQUITY LLC 130032
Street Address 1 Street Address 2
1661 San Vicente Blvd Suite 414
City State/Province/Country ZIP/Postal Code
Los Angeles CALIFORNIA 90049
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
CALIFORNIA
FLORIDA
KANSAS
MARYLAND
MICHIGAN
NEVADA
Recipient
Recipient CRD Number    None
Robert Maranghi 1427485
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DEMPSEY LORD SMITH, LLC 141238
Street Address 1 Street Address 2
4608 North Landing Drive
City State/Province/Country ZIP/Postal Code
Marietta GEORGIA 30066
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
ARIZONA
COLORADO
FLORIDA
GEORGIA
INDIANA
MASSACHUSETTS
NEBRASKA
NEW JERSEY
NORTH CAROLINA
OHIO
VIRGINIA
Recipient
Recipient CRD Number    None
Trawnegan Gall 6266415
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
SANDLAPPER SECURITIES, LLC 137906
Street Address 1 Street Address 2
1 CITY BOULEVARD WEST SUITE 870
City State/Province/Country ZIP/Postal Code
Orange CALIFORNIA 92868
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
COLORADO
Recipient
Recipient CRD Number    None
Mike Culwell 5989109
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
EMERSON EQUITY LLC 130032
Street Address 1 Street Address 2
9940 Research Drive
City State/Province/Country ZIP/Postal Code
Irvine CALIFORNIA 92618
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WASHINGTON
Recipient
Recipient CRD Number    None
JAMES RANDALL McCURRY 6705995
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DEMPSEY LORD SMITH, LLC 141238
Street Address 1 Street Address 2
901 N. Broad Street, Suite 400
City State/Province/Country ZIP/Postal Code
Rome GEORGIA 30161
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Silverhawk Asset Management, LLC 167798
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Silverhawk Asset Management, LLC 167798
Street Address 1 Street Address 2
21090 N. Pima Road
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85255
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Joe Laux 5137192
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Silverhawk Asset Management, LLC 167798
Street Address 1 Street Address 2
21090 N. Pima Road
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85255
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Brian C Vaughn 5317448
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Silverhawk Asset Management, LLC 167798
Street Address 1 Street Address 2
21090 N. Pima Road
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85255
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number    None
Danielle Lula Rouseau 4331014
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DEMPSEY LORD SMITH, LLC 141238
Street Address 1 Street Address 2
855 RIDGE LAKE BLVD SUITE 303
City State/Province/Country ZIP/Postal Code
Memphis TENNESSEE 38120
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number    None
Mark C Pedersen 1283866
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DEMPSEY LORD SMITH, LLC 141238
Street Address 1 Street Address 2
901 N BROAD STREET SUITE 400
City State/Province/Country ZIP/Postal Code
Rome GEORGIA 30161
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA
NORTH CAROLINA
Recipient
Recipient CRD Number    None
Steven Bryan Kelley 6355136
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
DEMPSEY LORD SMITH, LLC 141238
Street Address 1 Street Address 2
901 N BROAD STREET SUITE 400
City State/Province/Country ZIP/Postal Code
Rome GEORGIA 30161
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GEORGIA

13. Offering and Sales Amounts

Total Offering Amount $10,000,000 USD
or    Indefinite
Total Amount Sold $4,506,199 USD
Total Remaining to be Sold $5,493,801 USD
or    Indefinite

Clarification of Response (if Necessary):

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
77

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $495,682 USD
   Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0 USD
X Estimate

Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Trenton - Black River II, LP Connie M Love CONNIE LOVE MANAGING GENERAL PARTNER 2018-01-03

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.