0000905718-17-000415.txt : 20170330 0000905718-17-000415.hdr.sgml : 20170330 20170330160713 ACCESSION NUMBER: 0000905718-17-000415 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170330 DATE AS OF CHANGE: 20170330 EFFECTIVENESS DATE: 20170330 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NAM Special Situations Fund I QP, LLC (FBIO Series I) CENTRAL INDEX KEY: 0001702316 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-283712 FILM NUMBER: 17725717 BUSINESS ADDRESS: STREET 1: 410 PARK AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-417-8033 MAIL ADDRESS: STREET 1: 410 PARK AVENUE, 14TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001702316 NAM Special Situations Fund I QP, LLC (FBIO Series I) 410 PARK AVENUE, 14TH FLOOR NEW YORK NY NEW YORK 10022 646-414-6965 DELAWARE None None Limited Liability Company true 2017 - NAM Biotech Management LLC 410 Park Avenue, 14th Floor New York NY NEW YORK 10022 Executive Officer Manager - National Asset Management, Inc. 410 Park Avenue, 14th Floor New York NY NEW YORK 10022 Executive Officer Advisor David Levine c/o National Asset Management, Inc. 410 Park Avenue, 14th Floor New York NY NEW YORK 10022 Executive Officer Pooled Investment Fund Venture Capital Fund false Decline to Disclose 3C 3C.7 false true false true false 0 National Securities Corporation 7569 None None ONE UNION SQUARE, 600 UNIVERSITY STREET SUITE 2900 SEATTLE WA WASHINGTON 98101 All States false 50000000 0 50000000 false 0 5000000 true 0 Assumes maximum commissions earned equal to 10% of gross proceeds. Excludes 5-year cash only placement agent warrants as set forth in the offering materials. 0 true false NAM Special Situations Fund I QP, LLC (FBIO Series I) /s/ David Levine David Levine Authorized Signatory 2017-03-30