0001144204-17-029021.txt : 20170523 0001144204-17-029021.hdr.sgml : 20170523 20170523121843 ACCESSION NUMBER: 0001144204-17-029021 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20170523 DATE AS OF CHANGE: 20170523 EFFECTIVENESS DATE: 20170523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverOak NYC 1A, LLC CENTRAL INDEX KEY: 0001702183 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-287282-01 FILM NUMBER: 17863164 BUSINESS ADDRESS: STREET 1: ONE ATLANTIC STREET STREET 2: SUITE 703 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033258009 MAIL ADDRESS: STREET 1: ONE ATLANTIC STREET STREET 2: SUITE 703 CITY: STAMFORD STATE: CT ZIP: 06901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverOak NYC II, L.P. CENTRAL INDEX KEY: 0001701845 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-287282 FILM NUMBER: 17863165 BUSINESS ADDRESS: STREET 1: ONE ATLANTIC STREET STREET 2: SUITE 703 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033258009 MAIL ADDRESS: STREET 1: ONE ATLANTIC STREET STREET 2: SUITE 703 CITY: STAMFORD STATE: CT ZIP: 06901 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverOak Investment Corp, LLC CENTRAL INDEX KEY: 0001702182 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-287282-02 FILM NUMBER: 17863166 BUSINESS ADDRESS: STREET 1: ONE ATLANTIC STREET STREET 2: SUITE 703 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2033258009 MAIL ADDRESS: STREET 1: ONE ATLANTIC STREET STREET 2: SUITE 703 CITY: STAMFORD STATE: CT ZIP: 06901 D 1 primary_doc.xml X0707 D LIVE 0001701845 RiverOak NYC II, L.P. ONE ATLANTIC STREET SUITE 703 STAMFORD CT CONNECTICUT 06901 203-325-8009 DELAWARE None None Limited Partnership true 2016 0001702183 RiverOak NYC 1A, LLC ONE ATLANTIC STREET SUITE 703 STAMFORD CT CONNECTICUT 06901 2033258009 DELAWARE None None Limited Liability Company true 0001702182 RiverOak Investment Corp, LLC ONE ATLANTIC STREET SUITE 703 STAMFORD CT CONNECTICUT 06901 2033258009 DELAWARE None None Limited Liability Company true Stephen DeNardo One Atlantic Street #703 Stamford CT CONNECTICUT 06901 Executive Officer CEO OF THE INVESTMENT MANAGER George R Yerrall One Atlantic Street #703 Stamford CT CONNECTICUT 06901 Executive Officer CIO of the Investment Manager Paul Massey One Atlantic Street #703 Stamford CT CONNECTICUT 06901 Executive Officer Robert Knakal One Atlantic Street #703 Stamford CT CONNECTICUT 06901 Executive Officer James Nelson One Atlantic Street #703 Stamford CT CONNECTICUT 06901 Executive Officer Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 false 2016-07-15 true true true false 30000 Mallory Capital Group 108486 N/A 00000 62 DEEPWOOD ROAD, SUITE 204 DARIEN CT CONNECTICUT 06820 CA CALIFORNIA CT CONNECTICUT FL FLORIDA NY NEW YORK OH OHIO PA PENNSYLVANIA false 87000000 9800000 77200000 false 12 0 60000 0 true true RiverOak NYC II, L.P. /s/ Stephen DeNardo Stephen DeNardo Managing Member 2017-05-23