0001698530-18-000062.txt : 20180831 0001698530-18-000062.hdr.sgml : 20180831 20180831114351 ACCESSION NUMBER: 0001698530-18-000062 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180831 DATE AS OF CHANGE: 20180831 EFFECTIVENESS DATE: 20180831 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EXICURE, INC. CENTRAL INDEX KEY: 0001698530 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815333008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-320477 FILM NUMBER: 181049168 BUSINESS ADDRESS: STREET 1: 8045 LAMON AVE, SUITE 410 CITY: SKOKIE STATE: IL ZIP: 60077 BUSINESS PHONE: 847-673-1700 MAIL ADDRESS: STREET 1: 8045 LAMON AVE, SUITE 410 CITY: SKOKIE STATE: IL ZIP: 60077 FORMER COMPANY: FORMER CONFORMED NAME: Max-1 Acquisition Corp DATE OF NAME CHANGE: 20170221 D 1 primary_doc.xml X0708 D LIVE 0001698530 EXICURE, INC. 8045 LAMON AVE, SUITE 410 SKOKIE IL ILLINOIS 60077 847-673-1700 DELAWARE Max-1 Acquisition Corp Corporation true 2017 Chad Mirkin 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director C. Shad Thaxton 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director David A. Giljohann 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Executive Officer Director David R. Walt 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director David S. Snyder 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Executive Officer Helen S. Kim 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director Jay R. Venkatesan 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director Ekambar Kandimalla 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Executive Officer Matthias Schroff 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Executive Officer Biotechnology Decline to Disclose 06b false 2018-08-22 false true false 0 Katalyst Securities LLC 112494 None None 630 Third Avenue, 5th Floor New York NY NEW YORK 10017 AL ALABAMA AK ALASKA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA IA IOWA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA ND NORTH DAKOTA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT VA VIRGINIA WA WASHINGTON WV WEST VIRGINIA WI WISCONSIN true Ladenburg Thalmann & Co. Inc. 505 None None 277 Park Avenue, 26th Floor New York NY NEW YORK 10172 All States true Castle Hill Capital Partners, Inc. 44131 None None 216 East 45th St., 16th Fl. New York NY NEW YORK 10017 CA CALIFORNIA CT CONNECTICUT DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS IN INDIANA MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NE NEBRASKA NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false 22001477 22001477 0 false 39 1767584 0 Includes expenses incurred in connection with the closing of the private placement financing. 0 false EXICURE, INC. /s/ David A. Giljohann David A. Giljohann Chief Executive Officer 2018-08-31