0001698530-17-000005.txt : 20171010 0001698530-17-000005.hdr.sgml : 20171009 20171010131913 ACCESSION NUMBER: 0001698530-17-000005 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20171010 DATE AS OF CHANGE: 20171010 EFFECTIVENESS DATE: 20171010 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EXICURE, INC. CENTRAL INDEX KEY: 0001698530 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 815333008 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-296275 FILM NUMBER: 171129835 BUSINESS ADDRESS: STREET 1: 8045 LAMON AVE, SUITE 410 CITY: SKOKIE STATE: IL ZIP: 60077 BUSINESS PHONE: 847-673-1700 MAIL ADDRESS: STREET 1: 8045 LAMON AVE, SUITE 410 CITY: SKOKIE STATE: IL ZIP: 60077 FORMER COMPANY: FORMER CONFORMED NAME: Max-1 Acquisition Corp DATE OF NAME CHANGE: 20170221 D 1 primary_doc.xml X0708 D LIVE 0001698530 EXICURE, INC. 8045 LAMON AVE, SUITE 410 SKOKIE IL ILLINOIS 60077 847-673-1700 DELAWARE Max-1 Acquisition Corp Corporation true 2017 Chad Mirkin 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director C. Shad Thaxton 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director David A. Giljohann 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Executive Officer Director David R. Walt 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director David S. Snyder 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Executive Officer Helen S. Kim 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director Jay R. Venkatesan 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Director Ekambar Kandimalla 8045 Lamon Avenue Suite 410 Skokie IL ILLINOIS 60077 Executive Officer Biotechnology Decline to Disclose 06b false 2017-09-26 false true true true false 0 Katalyst Securities LLC 112494 None None 630 Third Avenue 5th Floor New York NY NEW YORK 10017 CA CALIFORNIA CO COLORADO CT CONNECTICUT FL FLORIDA IL ILLINOIS IN INDIANA KS KANSAS MD MARYLAND MA MASSACHUSETTS NV NEVADA NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA true Benjamin & Jerold Brokerage I, LLC 29110 None None 80 Broad Street 6th Floor New York NY NEW YORK 10004 CA CALIFORNIA FL FLORIDA NY NEW YORK false 52572575 20791609 31780966 Amounts above include placement agent warrants to purchase shares of common stock. false 119 3417488 true 0 0 false EXICURE, INC. /s/David A. Giljohann David A. Giljohann Chief Executive Officer 2017-10-10