0001748316-19-000013.txt : 20190108
0001748316-19-000013.hdr.sgml : 20190108
20190108133832
ACCESSION NUMBER: 0001748316-19-000013
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20190108
DATE AS OF CHANGE: 20190108
EFFECTIVENESS DATE: 20190108
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Neuberger Berman U.S. Equity Index PutWrite Fund LLC
CENTRAL INDEX KEY: 0001698121
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-280705
FILM NUMBER: 19515495
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: 212-476-5900
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
D/A
1
primary_doc.xml
X0708
D/A
LIVE
0001698121
Neuberger Berman U.S. Equity Index PutWrite Fund LLC
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
NEW YORK
10104
212-476-5900
DELAWARE
None
None
Limited Liability Company
true
2016
N/A
Neuberger Berman Investment Advisers LLC
1290 Avenue of the Americas
New York
NY
NEW YORK
10104
Promoter
Manager of Issuer
Bradley
C.
Tank
190 South LaSalle Street
Suite 2400
Chicago
IL
ILLINOIS
60603
Executive Officer
Director
President - Fixed Income and Director of Manager of Issuer
Joseph
V.
Amato
1290 Avenue of the Americas
New York
NY
NEW YORK
10104
Executive Officer
Director
President - Equities and Director of Manager of Issuer
Robert
Eason
1290 Avenue of the Americas
New York
NY
NEW YORK
10104
Executive Officer
Director
Chief Operating Officer-Fixed Income and Director of Manager of Issuer
Lawrence
Kohn
1290 Avenue of the Americas
New York
NY
NEW YORK
10104
Executive Officer
Director
Chief Operating Officer-Equities and Director of Manager of Issuer
Stephen
Wright
1290 Avenue of the Americas
New York
NY
NEW YORK
10104
Executive Officer
Director
Director and Managing Director of Manager of Issuer
Pooled Investment Fund
Hedge Fund
false
Decline to Disclose
- 06b
- 3C
- 3C.7
true
0001698121-18-000001
2017-02-01
true
true
false
10000000
N/A
None
Neuberger Berman BD LLC
2908
1290 Avenue of the Americas
New York
NY
NEW YORK
10104
All States
false
Indefinite
663139334
Indefinite
Item 13(b) excludes redemptions.
false
37
114176
true
0
The estimated amount of sales commissions is based upon commissions paid from the inception of the Fund through September 30, 2018.
0
false
Neuberger Berman U.S. Equity Index PutWrite Fund LLC
/s/ Brad Cetron
Brad Cetron
CCO & Managing Director of NB Investment Advisers LLC, Mgr
2019-01-08