0001698121-17-000001.txt : 20170215 0001698121-17-000001.hdr.sgml : 20170215 20170214191336 ACCESSION NUMBER: 0001698121-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170215 DATE AS OF CHANGE: 20170214 EFFECTIVENESS DATE: 20170215 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman U.S. Equity Index PutWrite Fund LLC CENTRAL INDEX KEY: 0001698121 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-280705 FILM NUMBER: 17612236 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-476-5900 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 D 1 primary_doc.xml X0707 D LIVE 0001698121 Neuberger Berman U.S. Equity Index PutWrite Fund LLC 1290 AVENUE OF THE AMERICAS 22nd Floor NEW YORK NY NEW YORK 10104 212-476-5900 DELAWARE None None Limited Liability Company true 2016 N/A Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Promoter Manager of Issuer Bradley C. Tank 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Director President - Fixed Income and Director of Manager of Issuer Joseph V. Amato 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer Director President - Equities and Director of Manager of Issuer Andrew A. Johnson 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Director Director and Managing Director of Manager of Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2017-02-01 true true false 10000000 N/A None Neuberger Berman BD LLC 2908 1290 Avenue of the Americas New York NY NEW YORK 10104 All States false Indefinite 61000000 Indefinite Item 13(b) excludes redemptions. false 3 7795 true 0 The estimated amount of sales commissions is based upon commissions paid from the inception of the Fund through March 31, 2017. 0 false Neuberger Berman U.S. Equity Index PutWrite Fund LLC /s/ Brad Cetron Brad Cetron CCO & Managing Director of NB Investment Advisers LLC, Mgr 2017-02-14