0000898432-17-001311.txt : 20171219 0000898432-17-001311.hdr.sgml : 20171219 20171219132336 ACCESSION NUMBER: 0000898432-17-001311 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20171219 DATE AS OF CHANGE: 20171219 EFFECTIVENESS DATE: 20171219 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman U.S. Equity Index PutWrite Fund LLC CENTRAL INDEX KEY: 0001698121 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-280705 FILM NUMBER: 171263506 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: 212-476-5900 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 D/A 1 primary_doc.xml X0708 D/A LIVE 0001698121 Neuberger Berman U.S. Equity Index PutWrite Fund LLC 1290 AVENUE OF THE AMERICAS NEW YORK NY NEW YORK 10104 212-476-5900 DELAWARE None None Limited Liability Company true 2016 N/A Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Promoter Manager of Issuer Bradley C. Tank 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Director President - Fixed Income and Director of Manager of Issuer Joseph V. Amato 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer Director President - Equities and Director of Manager of Issuer Andrew A. Johnson 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer Director Director and Managing Director of Manager of Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001625257-17-000107 2017-02-01 true true false 10000000 N/A None Neuberger Berman BD LLC 2908 1290 Avenue of the Americas New York NY NEW YORK 10104 All States false Indefinite 263051000 Indefinite Item 13(b) excludes redemptions. false 19 53744 true 0 The estimated amount of sales commissions is based upon commissions paid from the inception of the Fund through December 31, 2017. 0 false Neuberger Berman U.S. Equity Index PutWrite Fund LLC /s/ Brad Cetron Brad Cetron CCO & Managing Director of NB Investment Advisers LLC, Mgr 2017-12-18