0001140361-17-003782.txt : 20170131 0001140361-17-003782.hdr.sgml : 20170131 20170131171858 ACCESSION NUMBER: 0001140361-17-003782 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170131 DATE AS OF CHANGE: 20170131 EFFECTIVENESS DATE: 20170131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: 280 CapMarkets LLC CENTRAL INDEX KEY: 0001695920 IRS NUMBER: 813099613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-279720 FILM NUMBER: 17562103 BUSINESS ADDRESS: STREET 1: 575 MARKET STREET, SUITE 3800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 415-710-2015 MAIL ADDRESS: STREET 1: 575 MARKET STREET, SUITE 3800 CITY: SAN FRANCISCO STATE: CA ZIP: 94105 D 1 primary_doc.xml X0707 D LIVE 0001695920 280 CapMarkets LLC 575 MARKET STREET, SUITE 3800 SAN FRANCISCO CA CALIFORNIA 94105 415-710-2015 DELAWARE None None Limited Liability Company true 2016 Gurinder S. Ahluwalia 575 Market Street Suite 3800 San Francisco CA CALIFORNIA 94105 Executive Officer Director Promoter Tom Lockard 575 Market Street Suite 3800 San Francisco CA CALIFORNIA 94105 Executive Officer Director Promoter David Rudd 575 Market Street Suite 3800 San Francisco CA CALIFORNIA 94105 Executive Officer Director Promoter Other Banking and Financial Services Decline to Disclose 06b false 2017-01-23 false true false 30000 6500000 6000000 500000 false 24 0 0 0 false 280 CapMarkets LLC /s/ Gurinder S. Ahluwalia Gurinder S. Ahluwalia Chief Executive Officer 2017-01-31