0001104659-20-104348.txt : 20200911 0001104659-20-104348.hdr.sgml : 20200911 20200911142205 ACCESSION NUMBER: 0001104659-20-104348 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200911 DATE AS OF CHANGE: 20200911 EFFECTIVENESS DATE: 20200911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Serimmune Inc. CENTRAL INDEX KEY: 0001693808 IRS NUMBER: 464761259 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-375334 FILM NUMBER: 201170673 BUSINESS ADDRESS: STREET 1: 917 N. PATTERSON AVE. CITY: SANTA BARBARA STATE: CA ZIP: 93111 BUSINESS PHONE: (805) 451-5083 MAIL ADDRESS: STREET 1: 917 N. PATTERSON AVE. CITY: SANTA BARBARA STATE: CA ZIP: 93111 D 1 primary_doc.xml X0708 D LIVE 0001693808 Serimmune Inc. 150 CASTILIAN DRIVE, SUITE 100 GOLETA CA CALIFORNIA 93117 (805) 451-5083 DELAWARE None None Corporation true Noah Nasser 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Director Patrick Daugherty 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Director Stephen M. Kujawa 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer John Shon 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Kristin Loomis c/o Serimmune Inc. 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Director Nicholas Naclerio c/o Serimmune Inc. 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Director Bill Welch c/o Serimmune Inc. 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Director Jaymie R. Sawyer 150 Castilian Drive, Suite 100 Goleta CA CALIFORNIA 93117 Executive Officer Biotechnology Decline to Disclose 06b false 2020-08-27 false true false 0 23312065 12048253 11263812 Amount sold includes $6,649,673 of principal and interest on Notes which was converted to Series C Preferred Stock. false 7 0 0 0 false Serimmune Inc. /s/ Noah Nasser Noah Nasser Chief Executive Officer 2020-09-11