0001693133-18-000001.txt : 20180412 0001693133-18-000001.hdr.sgml : 20180412 20180411202605 ACCESSION NUMBER: 0001693133-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20180412 DATE AS OF CHANGE: 20180411 EFFECTIVENESS DATE: 20180412 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SVOBODA CAPITAL FUND IV (SBIC), L.P. CENTRAL INDEX KEY: 0001693133 IRS NUMBER: 813262130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-276995 FILM NUMBER: 18751019 BUSINESS ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET, SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 267-8750 MAIL ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET, SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 D/A 1 primary_doc.xml X0708 D/A LIVE 0001693133 SVOBODA CAPITAL FUND IV (SBIC), L.P. ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 (312) 267-8750 DELAWARE None None Limited Partnership true 2016 JOHN A. SVOBODA ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter ANDREW B. ALBERT ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter THOMAS G. BROOKER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter RICHARD J. HARPSTER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter JEFFREY S. PIPER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 true 0001693133-16-000001 2016-12-27 false true true false 0 EQUUS FINANCIAL CONSULTING LLC 131449 None None 78 PINE STREET, SUITE 101 NEW CANAAN CT CONNECTICUT 06840 RI RHODE ISLAND NY NEW YORK GA GEORGIA NV NEVADA CA CALIFORNIA OK OKLAHOMA ME MAINE VA VIRGINIA MI MICHIGAN OH OHIO ID IDAHO DE DELAWARE FL FLORIDA MD MARYLAND MA MASSACHUSETTS SC SOUTH CAROLINA IL ILLINOIS IN INDIANA CT CONNECTICUT MN MINNESOTA WI WISCONSIN KY KENTUCKY AZ ARIZONA MO MISSOURI KS KANSAS OR OREGON MS MISSISSIPPI LA LOUISIANA NH NEW HAMPSHIRE WA WASHINGTON NJ NEW JERSEY NM NEW MEXICO TX TEXAS AL ALABAMA CO COLORADO PA PENNSYLVANIA NC NORTH CAROLINA false 51295000 51295000 0 false 18 0 true 0 true SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS. 0 true THE GENERAL PARTNER IS ENTITLED TO CARRIED INTEREST. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE CARRIED INTEREST AND MANAGEMENT FEE ARE FULLY DISCLOSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS. false SVOBODA CAPITAL FUND IV (SBIC), L.P. /S/ JOHN A . SVOBODA JOHN A . SVOBODA MANAGER OF THE GEN. PARTNER OF GEN. PARTNER OF THE ISSUER 2018-04-10