0001693133-16-000001.txt : 20161223 0001693133-16-000001.hdr.sgml : 20161223 20161223135551 ACCESSION NUMBER: 0001693133-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161223 DATE AS OF CHANGE: 20161223 EFFECTIVENESS DATE: 20161223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SVOBODA CAPITAL FUND IV (SBIC), L.P. CENTRAL INDEX KEY: 0001693133 IRS NUMBER: 813262130 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-276995 FILM NUMBER: 162068722 BUSINESS ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET, SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 267-8750 MAIL ADDRESS: STREET 1: ONE NORTH FRANKLIN STREET, SUITE 1500 CITY: CHICAGO STATE: IL ZIP: 60606 D 1 primary_doc.xml X0707 D LIVE 0001693133 SVOBODA CAPITAL FUND IV (SBIC), L.P. ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 (312) 267-8750 DELAWARE None None Limited Partnership true 2016 JOHN A. SVOBODA ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter ANDREW B. ALBERT ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter THOMAS G. BROOKER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter RICHARD J. HARPSTER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter JEFFREY S. PIPER ONE NORTH FRANKLIN STREET, SUITE 1500 CHICAGO IL ILLINOIS 60606 Executive Officer Promoter Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true false true true false 0 EQUUS FINANCIAL CONSULTING LLC 131449 None None 78 PINE STREET, SUITE 101 NEW CANAAN CT CONNECTICUT 06840 AL ALABAMA AZ ARIZONA CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE FL FLORIDA GA GEORGIA ID IDAHO IL ILLINOIS IN INDIANA KS KANSAS KY KENTUCKY LA LOUISIANA ME MAINE MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA MS MISSISSIPPI MO MISSOURI NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NM NEW MEXICO NY NEW YORK NC NORTH CAROLINA OH OHIO OK OKLAHOMA OR OREGON PA PENNSYLVANIA RI RHODE ISLAND SC SOUTH CAROLINA TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false 50000000 0 50000000 THE GENERAL PARTNER OF THE ISSUER RESERVES THE RIGHT TO OFFER A GREATER OR LESSER AMOUNT OF LIMITED PARTNER INTERESTS. false 0 0 0 SUCH FEES, IF ANY, WILL ONLY BE PAID UPON THE SALE OF INTERESTS TO CERTAIN INVESTORS. 0 true THE GENERAL PARTNER IS ENTITLED TO CARRIED INTEREST. THE INVESTMENT MANAGER IS ENTITLED TO A MANAGEMENT FEE. THE CARRIED INTEREST AND MANAGEMENT FEE ARE FULLY DISCLOSED IN THE ISSUER'S CONFIDENTIAL OFFERING MATERIALS. false SVOBODA CAPITAL FUND IV (SBIC), L.P. /S/ JOHN A . SVOBODA JOHN A . SVOBODA MANAGER OF THE GEN. PARTNER OF GEN. PARTNER OF THE ISSUER 2016-12-23