0001691625-21-000003.txt : 20211025 0001691625-21-000003.hdr.sgml : 20211025 20211022173820 ACCESSION NUMBER: 0001691625-21-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20211025 DATE AS OF CHANGE: 20211022 EFFECTIVENESS DATE: 20211025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AXIAL THERAPEUTICS, INC. CENTRAL INDEX KEY: 0001691625 IRS NUMBER: 464394856 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-400773 FILM NUMBER: 211341635 BUSINESS ADDRESS: STREET 1: 400 TRADECENTER DRIVE, SUITE 6990 CITY: WOBURN STATE: MA ZIP: 01801 BUSINESS PHONE: (781) 701-8484 MAIL ADDRESS: STREET 1: 400 TRADECENTER DRIVE, SUITE 6990 CITY: WOBURN STATE: MA ZIP: 01801 FORMER COMPANY: FORMER CONFORMED NAME: AXIAL BIOTHERAPEUTICS, INC. DATE OF NAME CHANGE: 20161206 D/A 1 primary_doc.xml X0708 D/A LIVE 0001691625 AXIAL THERAPEUTICS, INC. 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 (781) 701-8484 DELAWARE NEUROBIOTIX HEALTH, INC. AXIAL BIOTHERAPEUTICS, INC. Corporation true A. STEWART CAMPBELL 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Executive Officer Director JAMES C. BLAIR 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director RICHARD P. ALDRICH 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director SARKIS K. MAZMANIAN 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director RONALD C. RENAUD JR. 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director NORA FREY 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director SAKAE ASANUMA 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director SCOTT C. BRUN 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director JEFFREY E. YOUNG 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Executive Officer SARAH MEIBUSCH 400 TRADECENTER DRIVE, SUITE 69990 WOBURN MA MASSACHUSETTS 01801 Director MARK OHORI 400 TRADECENTER DRIVE, SUITE 6990 WOBURN MA MASSACHUSETTS 01801 Director Pharmaceuticals Decline to Disclose 06b true 0001691625-21-000002 2021-05-11 false true true true false 0 JMP SECURITIES LLC 22208 None None 600 MONTGOMERY ST, SUITE 1100 SAN FRANCISCO CA CALIFORNIA 94111 CA CALIFORNIA DE DELAWARE ID IDAHO IL ILLINOIS MA MASSACHUSETTS NV NEVADA NJ NEW JERSEY NC NORTH CAROLINA WY WYOMING false 37806866 27352547 10454319 false 38 0 500000 true 0 false AXIAL THERAPEUTICS, INC. Jeffrey E. Young Jeffrey E. Young Chief Financial Officer 2021-10-22