0001690365-16-000002.txt : 20161122 0001690365-16-000002.hdr.sgml : 20161122 20161122124951 ACCESSION NUMBER: 0001690365-16-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 EFFECTIVENESS DATE: 20161122 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Reserve Upstream Annex Fund, L.P. CENTRAL INDEX KEY: 0001690365 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-274964 FILM NUMBER: 162012400 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 661-6601 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 D 1 primary_doc.xml X0707 D LIVE 0001690365 First Reserve Upstream Annex Fund, L.P. ONE LAFAYETTE PLACE GREENWICH CT CONNECTICUT 06830 (203) 661-6601 DELAWARE None None Limited Partnership true 2016 n/a First Reserve Upstream Annex GP, L.P. One Lafayette Place Greenwich CT CONNECTICUT 06830 Promoter The general partner of the Issuer (the "General Partner"). n/a First Reserve Upstream Annex GP, Inc. One Lafayette Place Greenwich CT CONNECTICUT 06830 Promoter The general partner of the General Partner (the "GP of the General Partner"). Cathleen M. Ellsworth One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. John A. Hill One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Will Honeybourne One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Alex T. Krueger One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. William E. Macaulay One Lafayette Place Greenwich CT CONNECTICUT 06830 Executive Officer Chairman of the GP of the General Partner. Jeffrey K. Quake One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Alan G. Schwartz One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Jennifer C. Zarrilli One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Gary D. Reaves II One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Michael G. France One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Neil A. Wizel One Lafayette Place Greenwich CT CONNECTICUT 06830 Director Director of the GP of the General Partner. Pooled Investment Fund Private Equity Fund false Decline to Disclose 06b 3C 3C.7 false 2016-11-08 false true false 0 Indefinite 325903553 Indefinite false 17 0 0 0 false First Reserve Upstream Annex Fund, L.P. /s/ Robert J. Gallagher Robert J. Gallagher Associate General Counsel of the GP of the General Partner 2016-11-22