0001689543-19-000001.txt : 20190118 0001689543-19-000001.hdr.sgml : 20190118 20190118115521 ACCESSION NUMBER: 0001689543-19-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20190118 DATE AS OF CHANGE: 20190118 EFFECTIVENESS DATE: 20190118 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman Principal Strategies Fund L.P. CENTRAL INDEX KEY: 0001689543 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-274374 FILM NUMBER: 19532721 BUSINESS ADDRESS: STREET 1: 190 SOUTH LASALLE STREET, SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-325-7700 MAIL ADDRESS: STREET 1: 190 SOUTH LASALLE STREET, SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60603 D/A 1 primary_doc.xml X0708 D/A LIVE 0001689543 Neuberger Berman Principal Strategies Fund L.P. 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 312-325-7700 DELAWARE None None Limited Partnership true 2016 n/a Neuberger Berman Principal Strategies GP LLC 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Promoter General Partner of the Issuer n/a Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer Investment Manager Joseph V. Amato Neuberger Berman Prin. Strategies GP LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer CEO and Managing Director of General Partner of Issuer Joseph Rotter Neuberger Berman Prin. Strategies GP LLC 1290 Avenue of the Americas, 29th Floor New York NY NEW YORK 10104 Executive Officer Managing Director of General Partner of Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001689543-18-000001 2016-10-31 true true false 0 n/a None Neuberger Berman BD LLC 2908 1290 Avenue of the Americas New York NY NEW YORK 10104 All States false Indefinite 48750000 Indefinite false 19 3825 true 0 The estimated amount of sales commissions is based upon commissions paid from the inception of the Fund through September 30, 2018. 0 false Neuberger Berman Principal Strategies Fund L.P. Henry Rosenberg Henry Rosenberg Assistant Secretary and Senior VP of the General Partner 2019-01-18