0001056544-22-000006.txt : 20220119 0001056544-22-000006.hdr.sgml : 20220119 20220119170602 ACCESSION NUMBER: 0001056544-22-000006 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20220119 DATE AS OF CHANGE: 20220119 EFFECTIVENESS DATE: 20220119 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Neuberger Berman Principal Strategies Fund L.P. CENTRAL INDEX KEY: 0001689543 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-274374 FILM NUMBER: 22539570 BUSINESS ADDRESS: STREET 1: 190 SOUTH LASALLE STREET, SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60603 BUSINESS PHONE: 312-325-7700 MAIL ADDRESS: STREET 1: 190 SOUTH LASALLE STREET, SUITE 2400 CITY: CHICAGO STATE: IL ZIP: 60603 D/A 1 primary_doc.xml X0708 D/A LIVE 0001689543 Neuberger Berman Principal Strategies Fund L.P. 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 312-325-7700 DELAWARE None None Limited Partnership true n/a Neuberger Berman Principal Strategies GP LLC 190 South LaSalle Street Suite 2400 Chicago IL ILLINOIS 60603 Executive Officer General Partner of the Issuer n/a Neuberger Berman Investment Advisers LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer Investment Manager Joseph V. Amato Neuberger Berman Prin. Strategies GP LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer CEO and Managing Director of General Partner of Issuer Joseph Rotter Neuberger Berman Prin. Strategies GP LLC 1290 Avenue of the Americas New York NY NEW YORK 10104 Executive Officer Managing Director of General Partner of Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001728250-21-000002 2016-10-31 true true false 0 n/a None Neuberger Berman BD LLC 2908 1290 Avenue of the Americas New York NY NEW YORK 10104 All States false Indefinite 50000000 Indefinite false 20 3825 true 0 The estimated amount of sales commissions is based upon commissions paid from the inception of the Issuer through 12/31/2021. 0 false Neuberger Berman Principal Strategies Fund L.P. Brad Cetron Brad Cetron Assistant Sec. and Managing Director of the General Partner 2022-01-19