PART II AND III 2 rsec1apos.htm POST-QUAL AMENDMENT 11 RSE Collection. PQA 11 (Exhibits Only) (06344346).DOCX

Post-Qualification Amendment No. 11

File No. 024-11584

EXPLANATORY NOTE

This is a post-qualification amendment to an offering statement on Form 1-A filed by RSE Collection, LLC (the “Offering Statement”).  The Offering Statement, as amended by a pre-qualification amendment, was initially qualified by the U.S. Securities and Exchange Commission on November 15, 2021.  This Post-Qualification Amendment No. 11 is filed solely for the purpose of amending the Exhibit Index with respect to Exhibits 13.23, 13.24, 13.25 and 13.26. Accordingly, this Post-Qualification Amendment No. 11 consists only of Part I, this Explanatory Note, and Part III, containing the Exhibit Index and signature page. The Offering Circular contained in Part II of the Offering Statement is unchanged by this Post-Qualification Amendment No. 11 and has therefore been omitted.

 

 


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EXHIBIT INDEX

Exhibit 2.1 – Certificate of Formation for RSE Collection, LLC (1)

Exhibit 2.2 – Fifth Amended and Restated Limited Liability Company Agreement of RSE Collection, LLC (4)

Exhibit 2.3 – Certificate of Formation for RSE Collection Manager, LLC (3)

Exhibit 2.4 – Limited Liability Company Agreement Agreement of RSE Collection Manager, LLC (4)

Exhibit 3.1 – Amended and Restated Standard Form of Series Designation (3)

Exhibit 4.1 Standard Form of Subscription Agreement (10)

Exhibit 6.1Amended and Restated Standard Form of Asset Management Agreement (4)

Exhibit 6.2Amended and Restated Broker of Record Agreement (5)

Exhibit 6.3 Amended and Restated Upper90 Secured Demand Promissory Term Note (2)

Exhibit 6.4 Upper90 Credit and Guaranty Agreement (3)

Exhibit 6.5 Standard Form Bill of Sale (3)

Exhibit 6.6 Standard Form Purchase Agreement (4)

Exhibit 6.7 – NCPS PPEX ATS Company Agreement (4)

Exhibit 6.8 – Executing Broker Secondary Market Transactions Engagement Letter (4)

Exhibit 6.9 – Executing Broker Tools License Agreement (4)

Exhibit 6.10 – Transfer Agent Agreement (5)

Exhibit 6.11 – NCIT Software and Services License Agreement (6)

Exhibit 6.12 – Form of Assignment and Assumption Agreement (7)

Exhibit 6.13 – Standard Form #2 Purchase Agreement (8)

Exhibit 6.14 – Standard Form Purchase Option Agreement (12)

Exhibit 6.15 – Standard Form Consignment Agreement (12)

Exhibit 6.16 – Purchase Agreement in respect of Series #BATMAN1 (12)

Exhibit 8.1 Amended and Restated Subscription Escrow Agreement (10)

Exhibit 8.2 – Amended and Restated Custody Agreement (5)

Exhibit 11.1 Consent of EisnerAmper LLP (15)

Exhibit 12.1 – Opinion of Maynard, Cooper & Gale, P.C. (15)

Exhibit 13.1 – Testing the Waters Materials for Series #MACWORLD1 (9)

Exhibit 13.2 – Testing the Waters Materials for Series #BONDWATCH (9)

Exhibit 13.3 – Testing the Waters Materials for Series #95FF1 (10)

Exhibit 13.4 – Testing the Waters Materials for Series #MAYC857 (11)

Exhibit 13.5 – Testing the Waters Materials for Series #TREASURE (12)

Exhibit 13.6 – Testing the Waters Materials for Series #57UNITAS (12)

Exhibit 13.7 – Testing the Waters Materials for Series #NIKON1 (12)

Exhibit 13.8 Testing the Waters Materials for Series #PUNK2981 (12)

Exhibit 13.9 – Testing the Waters Materials for Series #WOW2221 (12)

Exhibit 13.10 – Testing the Waters Materials for Series #BAKC7820 (12)

Exhibit 13.11 – Testing the Waters Materials for Series # BATMAN (12)

Exhibit 13.12 – Testing the Waters Materials for Series #04PHELPS (13)

Exhibit 13.13 – Testing the Waters Materials for Series #VERSTAPP1 (13)

Exhibit 13.14 – Testing the Waters Materials for Series #LOTF (13)

Exhibit 13.15 – Testing the Waters Materials for Series #NBAJAM (13)

Exhibit 13.16 – Testing the Waters Materials for Series #FAREWELL (14)

Exhibit 13.17 – Testing the Waters Materials for Series #AJONES (14)

Exhibit 13.18 – Testing the Waters Materials for Series #GRIFFEY3 (14)

Exhibit 13.19 – Testing the Waters Materials for Series #WOW6586 (15)

Exhibit 13.20 – Testing the Waters Materials for Series #DOOD6778 (15)

Exhibit 13.21 – Testing the Waters Materials for Series #MAYC9114 (15)

Exhibit 13.22 – Testing the Waters Materials for Series #OBAMABALL (15)

Exhibit 13.23 – Testing the Waters Materials for Series #AZUKI6704

Exhibit 13.24 – Testing the Waters Materials for Series #SANDBOX1

Exhibit 13.25 – Testing the Waters Materials for Series #STARWARS3

Exhibit 13.26 – Testing the Waters Materials for Series #WWLAND1


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(1)Previously filed as an Exhibit to the Company’s Offering Statement on Form 1-A filed with the Commission on June 30, 2017. 

(2)Previously filed as an Exhibit to the Company’s Annual Report on Form 1-K filed with the Commission on April 29, 2020. 

(3)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 25 to its Form 1-A filed with the Commission on March 29, 2021. 

(4)Previously filed as an Exhibit to the Company’s Form 1-A filed with the Commission on July 14, 2021. 

(5)Previously filed as an Exhibit to the Company’s Pre-Qualification Amendment No. 1 to its Form 1-A filed with the Commission on October 12, 2021. 

(6)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 1 to its Form 1-A filed with the Commission on November 17, 2021. 

(7)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 2 to its Form 1-A filed with the Commission on November 24, 2021. 

(8)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 3 to its Form 1-A filed with the Commission on November 24, 2021. 

(9)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 4 to its Form 1-A filed with the Commission on November 24, 2021. 

(10)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 5 to its Form 1-A filed with the Commission on December 8, 2021. 

(11)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 6 to its Form 1-A filed with the Commission on February 2, 2022. 

(12)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 7 to its Form 1-A filed with the Commission on February 11, 2022. 

(13)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 8 to its Form 1-A filed with the Commission on February 25, 2022. 

(14)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 9 to its Form 1-A filed with the Commission on February 25, 2022. 

(15)Previously filed as an Exhibit to the Company’s Post-Qualification Amendment No. 10 to its Form 1-A filed with the Commission on March 14, 2022. 


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SIGNATURES

Pursuant to the requirements of Regulation A, the issuer certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form 1-A and has duly caused this post-qualification amendment to its offering statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of New York, State of New York, on March 16, 2022.

RSE COLLECTION, LLC

By: RSE Collection Manager, LLC, its managing member

    By: Rally Holdings LLC, its sole member

By: RSE Markets, Inc., its sole member

    By: /s/ George J. Leimer

    Name: George J. Leimer

    Title: Chief Executive Officer

This offering statement has been signed by the following persons in the capacities and on the dates indicated.

Signature

Title

Date

 

 

 

/s/ George J. Leimer                       

Name: George J. Leimer

Chief Executive Officer of RSE Markets, Inc.

(Principal Executive Officer)

 

March 16, 2022

 

 

 

/s/ Maximilian F. Niederste-Ostholt

Name: Maximilian F. Niederste-Ostholt

Chief Financial Officer of

RSE Markets, Inc.

(Principal Financial Officer and Principal Accounting Officer)

 

March 16, 2022

RSE COLLECTION MANAGER, LLC

 

 

By: Rally Holdings LLC, its sole member

 

By: RSE Markets, Inc., its sole member

 

By: /s/ George J. Leimer                

Name: George J. Leimer

Title: Chief Executive Officer

Managing Member

March 16, 2022


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