0001688804-20-000012.txt : 20201009 0001688804-20-000012.hdr.sgml : 20201009 20201009095651 ACCESSION NUMBER: 0001688804-20-000012 CONFORMED SUBMISSION TYPE: 1-A POS PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20201009 DATE AS OF CHANGE: 20201009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RSE Collection, LLC CENTRAL INDEX KEY: 0001688804 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO DEALERS & GASOLINE STATIONS [5500] IRS NUMBER: 371835270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 1-A POS SEC ACT: 1933 Act SEC FILE NUMBER: 024-10717 FILM NUMBER: 201232325 BUSINESS ADDRESS: STREET 1: 250 LAFAYETTE STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 BUSINESS PHONE: 3479528058 MAIL ADDRESS: STREET 1: 250 LAFAYETTE STREET STREET 2: 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10012 1-A POS 1 primary_doc.xml 1-A POS LIVE 0001688804 XXXXXXXX 024-10717 true false true RSE Collection, LLC DE 2016 0001688804 3711 37-1835270 0 0 250 LAFAYETTE STREET 2ND FLOOR NEW YORK NY 10012 3479528058 Max Niederste-Ostholt Other 109921.00 0.00 2235.00 7828128.00 7940284.00 943676.00 0.00 1307048.00 6996608.00 7940284.00 0.00 75419.00 0.00 -103275.00 0.00 0.00 EisnerAmper LLP Series #77LE1 2000 0 None Series #69BM1 2000 0 None Series #85FT1 2000 0 None Series #88LJ1 2000 0 None Series #55PS1 2000 0 None Series #95BL1 2000 0 None Series #90FM1 2000 0 None Series #89PS1 2000 0 None Series #83FB1 5000 0 None #98DV1 2000 0 None 0 0 true true false Tier2 Audited Other(describe) LLC Interests Y Y N Y Y N 176076 0 91.0200 16026480.00 0.00 0.00 0.00 16026480.00 EisnerAmper LLP 0.00 Duane Morris LLP 0.00 Dalmore Group, LLC 155955.00 136352 15870525.00 true false AL AK AZ AR CA CO CT DE DC FL GA HI ID IL IN IA KS KY LA ME MD MA MI MN MS MO MT NE NV NH NJ NM NY NC ND OH OK OR PA RI SC SD TN TX UT VT VA WA WV WI WY false RSE Collection, LLC Series #77LE1, a series of RSE Collection, LLC 2000 0 Aggregate amount: $77,700 Basis of Computing: 2000 LLC Interests at $38.85 per Interest Rule 506(c) - sale to verified accredited investors of interests in Series #77LE1 PART II AND III 2 rsec1apos.htm POST QUALIFICATION AMENDMENT #24

EXPLANATORY NOTE

 

RSE Collection, LLC has prepared this Post-Qualification Amendment No. 24 to its Form 1-A, initially qualified by the Commission on August 10, 2017, solely for the purpose of amending the Exhibit Index with respect to Exhibit 6.3. Accordingly, this Post-Qualification Amendment No. 24 to Form 1-A consists only of Part I, this Explanatory Note, Part III, the signature page, and the revised Exhibit Index. The Offering Circular is unchanged and has therefore been omitted.


 

EXHIBIT INDEX

Exhibit 2.1 – Certificate of Formation (1)

Exhibit 2.2 – Third Amended and Restated Operating Agreement (3)

Exhibit 2.3 – First Amendment to the Third Amended and Restated Limited Liability Company Agreement (5)

Exhibit 2.4 – Second Amendment to the Third Amended and Restated Limited Liability Company Agreement (6)

Exhibit 2.5 – Third Amendment to the Third Amended and Restated Limited Liability Company Agreement (7)

Exhibit 2.6 – Fourth Amendment to the Third Amended and Restated Limited Liability Company Agreement (8)

Exhibit 3.1 – Standard Form of Series Designation (6)

Exhibit 4.1 Amended and Restated Standard Form of Subscription Agreement (8)

Exhibit 6.1Standard Form of Asset Management Agreement (4)

Exhibit 6.2Broker of Record Agreement (5)

Exhibit 6.3 – (10)

Exhibit 6.4 – Amended and Restated Upper90 Secured Demand Promissory Term Note (11)

Exhibit 8.1 Amended and Restated Subscription Escrow Agreement (5)

Exhibit 8.2 - Custodian Agreement with DriveWealth, LLC (9)

Exhibit 11.1 Consent of EisnerAmper LLP (11)

Exhibit 12.1 – Opinion of Duane Morris LLP (11)

Exhibit 13.1 – Testing the Waters Materials for Series #69BM1 (1)

Exhibit 15.1 – Draft Offering Statement previously submitted pursuant to Rule 252(d) (2)

 

(1)Previously filed as an Exhibit to the Company’s Form 1-A filed with the Commission on June 30, 2017 

(2)Previously filed as an Exhibit to the Company’s Form 1-A/A filed with the Commission on July 13, 2017 

(3)Previously filed as an Exhibit to Amendment 13 to the Company’s Form 1-A POS filed with the Commission on February 25, 2019 

(4)Previously filed as an Exhibit to Amendment 14 to the Company’s Form 1-A POS filed with the Commission on May 3, 2019 

(5)Previously filed as an Exhibit to Form 1-U filed with the Commission on June 12, 2019 

(6)Previously filed as an Exhibit to Amendment 15 to the Company’s Form 1-A POS filed with the Commission on July 8, 2019 

(7)Previously filed as an Exhibit to Amendment 16 to the Company’s Form 1-A POS filed with the Commission on August 29, 2019 

(8)Previously filed as an Exhibit to Amendment 18 to the Company’s Form 1-A POS filed with the Commission on October 11, 2019 

(9)Previously filed as an Exhibit to the Company’s Form 1-K filed with the Commission on April 29, 2020 

(10)Exhibit 6.3 has been restated and replaced in its entirety with Exhibit 6.4 

(11)Previously filed as an Exhibit to the Company’s Form1-A/A filed with the Commission on October 7, 2020 


III-1


 

SIGNATURES

Pursuant to the requirements of Regulation A, the issuer has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

RSE COLLECTION, LLC

By: RSE Markets, Inc., its managing member

 

 

By: /s/ George J. Leimer

Name: George J. Leimer

Title: Chief Executive Officer

This report has been signed by the following persons in the capacities and on the dates indicated.

Signature

Title

Date

 

 

 

 

 

 

/s/ George J. Leimer                       

Name: George J. Leimer

Chief Executive Officer of

RSE Markets, Inc.

(Principal Executive Officer)

 

October 9, 2020

 

 

 

 

 

 

 

 

 

/s/ Maximilian F. Niederste-Ostholt

Name: Maximilian F. Niederste-Ostholt

Chief Financial Officer of

RSE Markets, Inc.

(Principal Financial Officer)

 

October 9, 2020

RSE MARKETS, INC.

 

 

 

 

 

By: /s/ George J. Leimer                

Name: George J. Leimer

Title: Chief Executive Officer

 

Managing Member

October 9, 2020