0000897069-16-001145.txt : 20161220 0000897069-16-001145.hdr.sgml : 20161220 20161220141149 ACCESSION NUMBER: 0000897069-16-001145 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 EFFECTIVENESS DATE: 20161220 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carpenter New York Development, LLC CENTRAL INDEX KEY: 0001686169 IRS NUMBER: 813471678 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-276672 FILM NUMBER: 162061083 BUSINESS ADDRESS: STREET 1: C/O CARPENTER & COMPANY STREET 2: 5 PARK PLAZA, SUITE 950 CITY: IRVINE STATE: CA ZIP: 92614-8527 BUSINESS PHONE: (949) 261-8888 MAIL ADDRESS: STREET 1: C/O CARPENTER & COMPANY STREET 2: 5 PARK PLAZA, SUITE 950 CITY: IRVINE STATE: CA ZIP: 92614-8527 D 1 primary_doc.xml X0707 D LIVE 0001686169 Carpenter New York Development, LLC C/O CARPENTER & COMPANY 5 PARK PLAZA, SUITE 950 IRVINE CA CALIFORNIA 92614-8527 (949) 261-8888 DELAWARE None None Limited Liability Company true 2016 Manager CCFW, Inc. 5 Park Plaza Suite 950 Irvine CA CALIFORNIA 92614-8527 Executive Officer Manager Edward J. Carpenter 5 Park Plaza Suite 950 Irvine CA CALIFORNIA 92614-8527 Executive Officer Promoter Executive Officer of the Manager and Promoter of the Issuer John D. Flemming 5 Park Plaza Suite 950 Irvine CA CALIFORNIA 92614-8527 Executive Officer Promoter Executive Officer of the Manager and Promoter of the Issuer James B. Jones 5 Park Plaza Suite 950 Irvine CA CALIFORNIA 92614-8527 Executive Officer Promoter Executive Officer of the Manager and Promoter of the Issuer Arthur A. Hidalgo 5 Park Plaza Suite 950 Irvine CA CALIFORNIA 92614-8527 Executive Officer Promoter Executive Officer of the Manager and Promoter of the Issuer Commercial Banking Decline to Disclose 06b false 2016-12-12 false true true false 250000 Seapower Carpenter Capital, Inc. 38329 Seapower Carpenter Capital, Inc. 38329 5 Park Plaza Suite 950 Irvine CA CALIFORNIA 92614-8527 UT UTAH HI HAWAII NY NEW YORK CT CONNECTICUT GA GEORGIA NV NEVADA MN MINNESOTA TN TENNESSEE WI WISCONSIN AZ ARIZONA CA CALIFORNIA KS KANSAS MT MONTANA OR OREGON NH NEW HAMPSHIRE WA WASHINGTON VA VIRGINIA MI MICHIGAN OH OHIO TX TEXAS CO COLORADO FL FLORIDA PA PENNSYLVANIA NE NEBRASKA false 10000000 3000000 7000000 false 5 0 0 A cash fee equal to a percentage of the amount of the total offering and warrant coverage equal to a percentage of all shares issued in the offering. 0 false Carpenter New York Development, LLC John Flemming CCFW, Inc., Manager, By: John D. Flemming President 2016-12-20