0001686104-16-000001.txt : 20160930 0001686104-16-000001.hdr.sgml : 20160930 20160930124304 ACCESSION NUMBER: 0001686104-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 EFFECTIVENESS DATE: 20160930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HealthCare Royalty Partners III-A, L.P. CENTRAL INDEX KEY: 0001686104 IRS NUMBER: 814000215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-271634 FILM NUMBER: 161912167 BUSINESS ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 203-388-9080 MAIL ADDRESS: STREET 1: 300 ATLANTIC STREET STREET 2: SUITE 600 CITY: STAMFORD STATE: CT ZIP: 06901 D 1 primary_doc.xml X0707 D LIVE 0001686104 HealthCare Royalty Partners III-A, L.P. 300 ATLANTIC STREET SUITE 600 STAMFORD CT CONNECTICUT 06901 203-388-9080 DELAWARE None None Limited Partnership true 2016 General Partner HealthCare Royalty GP III, LLC 300 Atlantic Street Suite 600 Stamford CT CONNECTICUT 06901 Promoter General Partner of the Issuer. Clarke B Futch 300 Atlantic Street Suite 600 Stamford CT CONNECTICUT 06901 Promoter Managing Director of the General Partner of the Issuer Todd C Davis 300 Atlantic Street Suite 600 Stamford CT CONNECTICUT 06901 Promoter Managing Director of the General Partner of the Issuer Gregory B Brown, M.D. 300 Atlantic Street Suite 600 Stamford CT CONNECTICUT 06901 Promoter Managing Director of the General Partner of the Issuer Management Company HealthCare Royalty Management, LLC 300 Atlantic Street Suite 600 Stamford CT CONNECTICUT 06901 Promoter Management Company of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false true false true false 0 Indefinite 0 Indefinite false 0 0 true 0 true 0 true The General Partner, or an affiliate of the General Partner, is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuer. false HealthCare Royalty Partners III-A, L.P. /s/ Clarke B. Futch Clarke B. Futch Managing Director of the General Partner of the Issuer 2016-09-30