0001684964-18-000001.txt : 20180918 0001684964-18-000001.hdr.sgml : 20180918 20180918103038 ACCESSION NUMBER: 0001684964-18-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20180918 DATE AS OF CHANGE: 20180918 EFFECTIVENESS DATE: 20180918 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Higher Moment Fund LLC CENTRAL INDEX KEY: 0001684964 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-270839 FILM NUMBER: 181074883 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE, SUITE 4520 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 617-250-8461 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE, SUITE 4520 CITY: BOSTON STATE: MA ZIP: 02110 D/A 1 primary_doc.xml X0708 D/A LIVE 0001684964 Higher Moment Fund LLC One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 617-219-9901 DELAWARE None None Limited Liability Company true 2016 n/a Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Promoter Manager Ravi Singh Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Executive Officer Sundar Subramaniam Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Executive Officer Mark Kuper Higher Moment Capital LP One International Place, Suite 4510 Boston MA MASSACHUSETTS 02110 Executive Officer Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0001684964-17-000001 2016-09-01 true true false 0 Alternative Asset Investment Management Securities, LLC 135131 None None 10 Old Ivy Lane Suite 10 Englewood NJ NEW JERSEY 07631 CA CALIFORNIA CO COLORADO CT CONNECTICUT DE DELAWARE DC DISTRICT OF COLUMBIA FL FLORIDA GA GEORGIA IL ILLINOIS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN MN MINNESOTA NV NEVADA NH NEW HAMPSHIRE NJ NEW JERSEY NY NEW YORK NC NORTH CAROLINA OH OHIO OR OREGON PA PENNSYLVANIA RI RHODE ISLAND TX TEXAS VA VIRGINIA WA WASHINGTON false Candlewood Securities, LLC 126042 Alan D. Glatt 1587515 555 Madison Avenue 20th Floor New York NY NEW YORK 10022 CA CALIFORNIA CT CONNECTICUT FL FLORIDA IL ILLINOIS KY KENTUCKY MD MARYLAND MA MASSACHUSETTS MI MICHIGAN NJ NEW JERSEY NY NEW YORK OH OHIO PA PENNSYLVANIA TN TENNESSEE TX TEXAS UT UTAH VT VERMONT WA WASHINGTON false Indefinite 230521322 Indefinite false 49 310569 true 0 0 false Higher Moment Fund LLC Mark Kuper Mark Kuper COO and CCO of the Manager 2018-09-18