0001682944-17-000001.txt : 20170228 0001682944-17-000001.hdr.sgml : 20170228 20170228145912 ACCESSION NUMBER: 0001682944-17-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20170228 DATE AS OF CHANGE: 20170228 EFFECTIVENESS DATE: 20170228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PCI III Preferred Equity Issuer, LLC CENTRAL INDEX KEY: 0001682944 IRS NUMBER: 383930781 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-281476 FILM NUMBER: 17646921 BUSINESS ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-906-8690 MAIL ADDRESS: STREET 1: 485 MADISON AVENUE STREET 2: 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D 1 primary_doc.xml X0707 D LIVE 0001682944 PCI III Preferred Equity Issuer, LLC 485 MADISON AVENUE 22ND FLOOR NEW YORK NY NEW YORK 10022 212-906-8690 DELAWARE None None Limited Liability Company true 2013 Stuart Boesky 485 Madison Ave. 22nd Floor New York NY NEW YORK 10022 Executive Officer Chief Executive Officer of Issuer's Investment Manager Robert Hellman 485 Madison Ave. 22nd Floor New York NY NEW YORK 10022 Executive Officer Chief Compliance Officer of Issuer's Investment Manager Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.1 3C.7 false 2015-04-22 true true false 10000000 Jeffrey T. Jerrier 2259928 Mariner Group Capital Markets, Inc. 25878 500 Mamaroneck Avenue 4th Floor Harrison NY NEW YORK 10528 AR ARKANSAS CA CALIFORNIA CT CONNECTICUT GA GEORGIA IL ILLINOIS IN INDIANA ME MAINE MA MASSACHUSETTS NY NEW YORK NC NORTH CAROLINA OH OHIO PA PENNSYLVANIA SC SOUTH CAROLINA TN TENNESSEE TX TEXAS VA VIRGINIA WA WASHINGTON WI WISCONSIN false 150000000 39000000 111000000 false 4 39000 true 0 0 false PCI III Preferred Equity Issuer, LLC /s/ Robert Hellman Robert Hellman Managing Director 2017-02-28