0001625257-16-000215.txt : 20160928 0001625257-16-000215.hdr.sgml : 20160928 20160928155029 ACCESSION NUMBER: 0001625257-16-000215 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160928 DATE AS OF CHANGE: 20160928 EFFECTIVENESS DATE: 20160928 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC CENTRAL INDEX KEY: 0001682690 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-271464 FILM NUMBER: 161906931 BUSINESS ADDRESS: STREET 1: C/O WELLS FARGO INVESTMENT INSTITUTE INC STREET 2: 401 S. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-383-6369 MAIL ADDRESS: STREET 1: C/O WELLS FARGO INVESTMENT INSTITUTE INC STREET 2: 401 S. TRYON STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 D 1 primary_doc.xml X0707 D LIVE 0001682690 Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC C/O WELLS FARGO INVESTMENT INSTITUTE INC 401 S. TRYON STREET CHARLOTTE NC NORTH CAROLINA 28202 704-383-6369 DELAWARE None None Limited Liability Company true N/A Wells Fargo Investment Institute, Inc. 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28202 Promoter Managing Member Adam Taback c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28202 Executive Officer Managing Director of the Managing Member Britta Perkio Patterson c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director of Alternative Investment Strategy of the Managing Member James F. Angelos c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28202 Executive Officer Chief Compliance Officer of the Managing Member Sean Nicolosi Wells Fargo & Company 200 Berkeley Street Boston MA MASSACHUSETTS 02116 Executive Officer Director of Alternative Investment Operations of the Managing Member Rob Coltrin c/o Wells Fargo Investment Institute Inc 401 S. Tryon Street, TH3 Charlotte NC NORTH CAROLINA 28202 Executive Officer Executive Officer of the Managing Member Michael Roman Wells Fargo & Company 401 S. Tryon Street, TH3 Boston MA MASSACHUSETTS 02116 Executive Officer Vice President of the Managing Member Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false true true true false 100000 Wells Fargo Advisors, LLC 19616 None None One North Jefferson Avenue St. Louis MO MISSOURI 63101 All States false Indefinite 0 Indefinite false 0 0 true 0 true 0 true false Carlyle Distressed Opportunities IV ASP Fund, a series of Alternative Strategies Private Equity Platform, LLC /s/ Sean Nicolosi Sean Nicolosi Director of Alternative Investment Operations of MM 2016-09-28