0001681781-16-000002.txt : 20161128
0001681781-16-000002.hdr.sgml : 20161128
20161128154155
ACCESSION NUMBER: 0001681781-16-000002
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(9)
FILED AS OF DATE: 20161128
DATE AS OF CHANGE: 20161128
EFFECTIVENESS DATE: 20161128
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Atlas Eagle Ford 2016 L.P.
CENTRAL INDEX KEY: 0001681781
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-270578
FILM NUMBER: 162019820
BUSINESS ADDRESS:
STREET 1: 1000 COMMERCE DRIVE 4TH FLOOR
CITY: PITTSBURGH
STATE: PA
ZIP: 15275
BUSINESS PHONE: 412-489-0006
MAIL ADDRESS:
STREET 1: 1000 COMMERCE DRIVE 4TH FLOOR
CITY: PITTSBURGH
STATE: PA
ZIP: 15275
D/A
1
primary_doc.xml
X0707
D/A
LIVE
0001681781
Atlas Eagle Ford 2016 L.P.
1000 COMMERCE DRIVE 4TH FLOOR
PITTSBURGH
PA
PENNSYLVANIA
15275
412-489-0006
DELAWARE
None
None
Limited Partnership
true
2016
Atlas Resources, LLC
Atlas Resources, LLC
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Promoter
Freddie
M.
Kotek
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Director
Promoter
Daniel
C.
Herz
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Director
Promoter
Mark
D.
Schumacher
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Promoter
Sean
P.
McGrath
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Promoter
Marci
F.
Bleichmar
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Promoter
Jack
L.
Hollander
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Promoter
Justin
T.
Atkinson
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Promoter
Lisa
Washington
1000 Commerce Drive
4th Floor
Pittsburgh
PA
PENNSYLVANIA
15275
Executive Officer
Promoter
Oil and Gas
No Revenues
- 06b
- 3C
- 3C.9
true
0001681781-16-000001
true
false
true
false
0
Allegis Investment Services LLC
168557
None
None
591 Park Avenue
Suite 101
Idaho Falls
ID
IDAHO
83402
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MI
MICHIGAN
MN
MINNESOTA
MT
MONTANA
NV
NEVADA
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
Anthem Securities, Inc.
42420
None
None
1000 Commerce Drive
Suite 410
Pittsburgh
PA
PENNSYLVANIA
15275
All States
true
AXA Advisors, LLC
6627
None
None
1290 Avenue of the Americas
12th Floor
New York
NY
NEW YORK
10104
All States
true
BCG Securities, Inc.
70
None
None
51 Haddonfield Road
Suite 210
Cherry Hill
NJ
NEW JERSEY
08002
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Benjamin & Jerold Brokerage, LLC
29110
None
None
80 Broad Street
6th Floor
New York
NY
NEW YORK
10005
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
IN
INDIANA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
Berthel, Fisher & Company Financial Services, Inc.
13609
None
None
4201 42nd St NE
Suite 100
Cedar Rapids
IA
IOWA
52402
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Bryan Funding, Inc.
11899
None
None
125 Technology Drive
Suite 105
Canonsburg
PA
PENNSYLVANIA
15317-9557
CA
CALIFORNIA
DE
DELAWARE
FL
FLORIDA
KS
KANSAS
NJ
NEW JERSEY
NY
NEW YORK
OH
OHIO
PA
PENNSYLVANIA
WV
WEST VIRGINIA
false
Cadaret, Grant & Co., Inc.
10641
None
None
One Lincoln Center, 110 W. Fayette St.
5th Floor
Syracuse
NY
NEW YORK
13202
All States
false
Calton & Associates, Inc.
20999
None
None
2701 N Rocky Point Drive
Suite 1000
Tampa
FL
FLORIDA
33607
All States
true
Cambridge Investment Research, Inc.
39543
None
None
1776 Pleasant Plain Road
Fairfield
IA
IOWA
52556-8757
All States
false
Capital Guardian, LLC
137919
None
None
521 East Morehead St
Suite 405
Charlotte
NC
NORTH CAROLINA
28202
All States
false
Capital Investment Group, Inc.
14752
None
None
100 E.Six Forks Rd
STE 200
Raleigh
NC
NORTH CAROLINA
27609
All States
true
Centaurus Financial, Inc.
30833
None
None
2300 East Katella Avenue
Suite 200
Anaheim
CA
CALIFORNIA
92806
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
Center Street Securities, Inc.
26898
None
None
2740 Old Elm Hill Pike
Suite 201
Nashville
TN
TENNESSEE
37214
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Cetera Advisors, LLC
10299
None
None
4600 South Syracuse
Suite 600
Denver
CO
COLORADO
80237
All States
true
Cetera Advisor Networks LLC
13572
None
None
200 N. Sepulveda Blvd
Suite 1300
El Segundo
CA
CALIFORNIA
90245-5672
All States
true
Chapin, Davis, Inc.
28116
None
None
2 Village Square
Suite 200
Baltimore
MD
MARYLAND
21210
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Coastal Equities, Inc.
23769
None
None
1201 N. Orange Street
Suite 729
Wilmington
DE
DELAWARE
19801
All States
false
Conover Securities Corporation
17129
None
None
155 108th Avenue NE
Suite 725
Bellevue
WA
WASHINGTON
98004-5948
AZ
ARIZONA
CA
CALIFORNIA
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
NY
NEW YORK
OR
OREGON
TX
TEXAS
WA
WASHINGTON
WI
WISCONSIN
false
Crown Capital Securities, L.P.
6312
None
None
725 Town & Country Rd.
Suite 530
Orange
CA
CALIFORNIA
92868
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Dempsey Lord Smith, LLC
141238
None
None
901 N Broad Street
Suite 400
Rome
GA
GEORGIA
30161
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
Financial West Group
16668
None
None
4510 E. Thousand Oaks Blvd.
Westlake Village
CA
CALIFORNIA
91362
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
First Allied Securities, Inc.
32444
None
None
655 West Broadway
12th Floor
San Diego
CA
CALIFORNIA
92101
All States
true
First Heartland Capital, Inc.
32460
None
None
1839 Lake St. Louis Blvd.
Lake St. Louis
MO
MISSOURI
63367
All States
false
First Financial Equity Corporation
16507
None
None
7373 N. Scottsdale Rd.
Ste. D120
Scottsdale
AZ
ARIZONA
85253
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
FTB ADVISORS, INC.
17117
None
None
165 Madison Avenue
14th Floor
Memphis
TN
TENNESSEE
38103
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Fogel Neale Securities, LLC
153152
None
None
39 Broadway
Suite 3300
New York
NY
NEW YORK
10006
CA
CALIFORNIA
MA
MASSACHUSETTS
NJ
NEW JERSEY
NY
NEW YORK
false
FSC Securities Corporation
7461
None
None
2300 Windy Ridge Pkwy.
Suite 1100
Atlanta
GA
GEORGIA
30339
All States
false
G. A. Repple & Company
17486
None
None
101 Normandy Rd.
Casselberry
FL
FLORIDA
32707
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Girard Securities, Inc.
18697
None
None
9560 Waples Street
Suite B
San Diego
CA
CALIFORNIA
92121
All States
false
H. Beck, Inc.
1763
None
None
6600 Rockledge Drive
6th Floor
Bethesda
MD
MARYLAND
20817
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
H.D. Vest Investment Services
13686
None
None
6333 N. State Highway 161
4th Floor
Irving
TX
TEXAS
75038-2200
All States
true
Hagen Securities, Inc.
27353
None
None
2112 Century Park Lane
Suite 415
Los Angeles
CA
CALIFORNIA
90067
AZ
ARIZONA
CA
CALIFORNIA
NV
NEVADA
UT
UTAH
WA
WASHINGTON
false
Heim, Young & Associates, Inc.
38993
None
None
1256 E. Kingsley Street
Springfield
MO
MISSOURI
65804-7211
AL
ALABAMA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IL
ILLINOIS
IA
IOWA
KS
KANSAS
LA
LOUISIANA
MN
MINNESOTA
MO
MISSOURI
NH
NEW HAMPSHIRE
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
Infinity Financial Services (Infinity Securities, Inc.)
144302
None
None
1624 Franklin St.
Suite 818
Oakland
CA
CALIFORNIA
94612
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
false
Integrated Trading and Investments, Inc.
47730
None
None
209 21st Street
Huntington Beach
CA
CALIFORNIA
92648
AZ
ARIZONA
CA
CALIFORNIA
FL
FLORIDA
GA
GEORGIA
MO
MISSOURI
NV
NEVADA
TX
TEXAS
UT
UTAH
false
International Assets Advisory, LLC
10645
None
None
300 S. Orange Avenue
Suite 1100
Orlando
FL
FLORIDA
32801
All States
false
Investment Planners, Inc.
18557
None
None
226 W. Eldorado Street
Decatur
IL
ILLINOIS
62522
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Investment Security Corporation
47536
None
None
24009 Ventura Blvd.
Suite 101
Calabasas
CA
CALIFORNIA
91302
CA
CALIFORNIA
FL
FLORIDA
IL
ILLINOIS
MA
MASSACHUSETTS
MS
MISSISSIPPI
OR
OREGON
TX
TEXAS
UT
UTAH
false
J.W. Cole Financial, Inc.
124583
None
None
4301 Anchor Plaza Prkwy.
Suite 450
Tampa
FL
FLORIDA
33634
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
Kestra Investment Services, LLC
42046
None
None
1250 Capital of Texas Hwy. S.
Bldg. 2, Suite 125
Austin
TX
TEXAS
78746
All States
true
Kovack Securities Inc.
44848
None
None
6451 N. Federal Hwy.
Suite 1201
Ft. Lauderdale
FL
FLORIDA
33308
All States
true
Lincoln Financial Advisors Corporation
3978
None
None
1300 S. Clinton St.
Ste. 150
Fort Wayne
IN
INDIANA
46802
All States
false
Lincoln Financial Securities Corporation
3870
None
None
One Granite Place
Concord
NH
NEW HAMPSHIRE
03301-3258
All States
true
Lowell & Company, Inc.
24913
None
None
4021 84th Street
Suite 100
Lubbock
TX
TEXAS
79423
AL
ALABAMA
CA
CALIFORNIA
CO
COLORADO
FL
FLORIDA
GA
GEORGIA
IL
ILLINOIS
KS
KANSAS
LA
LOUISIANA
MI
MICHIGAN
MS
MISSISSIPPI
NM
NEW MEXICO
NC
NORTH CAROLINA
OK
OKLAHOMA
TX
TEXAS
VA
VIRGINIA
false
LPL Financial LLC
6413
None
None
75 State Street
24th Floor
Boston
MA
MASSACHUSETTS
02109
All States
true
Maitland Securities, Inc.
130577
None
None
1111 Douglas Avenue
Altamonte Springs
FL
FLORIDA
32714
FL
FLORIDA
false
May Capital Group, LLC
37081
None
None
250 West 57th Street
Suite 2322
New York
NY
NEW YORK
10107
FL
FLORIDA
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
false
McNally Financial Services Corporation
121196
None
None
16414 San Pedro
Suite 930
San Antonio
TX
TEXAS
78232
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NE
NEBRASKA
NV
NEVADA
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
false
McLaughlin Ryder Investments, Inc.
147529
None
None
1421 Prince Street
Suite 200
Alexandria
VA
VIRGINIA
22314
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
MSI Financial Services, Inc.
14251
None
None
1295 State Street
Springfield
MA
MASSACHUSETTS
01111
All States
true
Money Concepts Capital Corp.v
12963
None
None
11440 North Jog Road
Palm Beach Gardens
FL
FLORIDA
33418
All States
false
Neidiger, Tucker, Bruner, Inc.
7425
None
None
9540 South Maroon Circle
Suite 250
Englewood
CO
COLORADO
80112
All States
false
Newbridge Securities Corporation
104065
None
None
5200 Town Center Circle
Tower 1, Suite 306
Boca Raton
FL
FLORIDA
33486
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
Ni Advisors
134502
None
None
638 Webster Street
Suite 410
Oakland
CA
CALIFORNIA
94607
CA
CALIFORNIA
FL
FLORIDA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
NV
NEVADA
NJ
NEW JERSEY
NY
NEW YORK
OR
OREGON
PA
PENNSYLVANIA
false
Niagara International Capital Limited
135327
None
None
8940 Main Street
Clarence
NY
NEW YORK
14031
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TX
TEXAS
UT
UTAH
VA
VIRGINIA
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
The O.N. Equity Sales Company
2936
None
None
10300 Alliance Road
Blue Ash
OH
OHIO
45242
All States
false
Primex
29394
None
None
54 West 21st Street
12th Floor
New York
NY
NEW YORK
10010
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
ProEquities, Inc.
15708
None
None
2801 Highway 280 South
Birmingham
AL
ALABAMA
35223
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
Prospera Financial Services, Inc.
10740
None
None
5429 LBJ Freeway
Suite 400
Dallas
TX
TEXAS
75240
All States
true
Purshe Kaplan Sterling Investments
35747
None
None
18 Corporate Woods Blvd.
Albany
NY
NEW YORK
12211
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
Royal Alliance Associates, Inc.
23131
None
None
One World Financial Center
15th Floor
New York
NY
NEW YORK
10281
All States
false
Sagepoint Financial, Inc.
133763
None
None
2800 N. Central Avenue
Suite 2100
Phoenix
AZ
ARIZONA
85004-1072
All States
true
Securities America, Inc.
10205
None
None
12325 Port Grace Blvd
Lavista
NE
NEBRASKA
68128
All States
true
Spire Securities, LLC
144131
None
None
1840 Michael Faraday Dr.
Suite 105
Reston
VA
VIRGINIA
20190
All States
true
Stephen A. Kohn & Associates, Ltd.
41067
None
None
3232 South Vance Street
Suite 210
Lakewood
CO
COLORADO
80227
AL
ALABAMA
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
KS
KANSAS
LA
LOUISIANA
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
WA
WASHINGTON
WI
WISCONSIN
WY
WYOMING
false
Summit Brokerage Services, Inc.
34643
None
None
595 S. Federal Hwy.
Suite 500
Boca Raton
FL
FLORIDA
33432
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
The Strategic Financial Alliance, Inc.
126514
None
None
2200 Century Parkway
Suite 500
Atlanta
GA
GEORGIA
30345
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Trade-PMR Inc.
46350
None
None
2511 NW 41st Street
Gainesville
FL
FLORIDA
32606
All States
true
TransAm Securities, Inc.
18923
None
None
1111 Douglas Avenue
Altamonte Springs
FL
FLORIDA
32714
AL
ALABAMA
AZ
ARIZONA
CO
COLORADO
FL
FLORIDA
GA
GEORGIA
IN
INDIANA
MA
MASSACHUSETTS
MI
MICHIGAN
NJ
NEW JERSEY
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OR
OREGON
SC
SOUTH CAROLINA
TX
TEXAS
VA
VIRGINIA
false
TransAmerica Financial Advisors, Inc.
16164
None
None
570 Carillon Parkway
St. Petersburg
FL
FLORIDA
33716-1202
All States
true
Triad Advisors, Inc.
25803
None
None
5155 Peachtree Parkway
Suite 3220
Norcross
GA
GEORGIA
30092
All States
true
United Planners' Financial Services of America
20804
None
None
7333 E. Doubletree Ranch Rd.
Ste 120
Scottsdale
AZ
ARIZONA
85258-2023
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
Voya Financial Advisors, Inc.
2882
None
None
909 Locust Street
Des Moines
IA
IOWA
50309
All States
true
VSR Financial Services, Inc.
14503
None
None
8620 W 110th Street
Overland Park
KS
KANSAS
66210
All States
true
Whitehall-Parker Securities, Inc.
10608
None
None
477 Pacific Ave.
2nd Floor
San Francisco
CA
CALIFORNIA
94133
AZ
ARIZONA
CA
CALIFORNIA
CO
COLORADO
NV
NEVADA
NY
NEW YORK
OR
OREGON
TX
TEXAS
WA
WASHINGTON
false
Wilbanks Securities, Inc.
40673
None
None
4334 Northwest Expressway
Suite 222
Oklahoma City
OK
OKLAHOMA
73116
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
Woodbury Financial Services, Inc.
421
None
None
7755 3rd Street North
Oakdale
MN
MINNESOTA
55128
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DE
DELAWARE
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
ME
MAINE
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
true
Worden Capital Management LLC
148366
None
None
100 Ring Road West
Suite 210
Garden City
NY
NEW YORK
11530
AL
ALABAMA
AK
ALASKA
AZ
ARIZONA
AR
ARKANSAS
CA
CALIFORNIA
CO
COLORADO
CT
CONNECTICUT
DC
DISTRICT OF COLUMBIA
FL
FLORIDA
GA
GEORGIA
HI
HAWAII
ID
IDAHO
IL
ILLINOIS
IN
INDIANA
IA
IOWA
KS
KANSAS
KY
KENTUCKY
LA
LOUISIANA
MD
MARYLAND
MA
MASSACHUSETTS
MI
MICHIGAN
MN
MINNESOTA
MS
MISSISSIPPI
MO
MISSOURI
MT
MONTANA
NE
NEBRASKA
NV
NEVADA
NH
NEW HAMPSHIRE
NJ
NEW JERSEY
NM
NEW MEXICO
NY
NEW YORK
NC
NORTH CAROLINA
ND
NORTH DAKOTA
OH
OHIO
OK
OKLAHOMA
OR
OREGON
PA
PENNSYLVANIA
PR
PUERTO RICO
RI
RHODE ISLAND
SC
SOUTH CAROLINA
SD
SOUTH DAKOTA
TN
TENNESSEE
TX
TEXAS
UT
UTAH
VT
VERMONT
VA
VIRGINIA
WA
WASHINGTON
WV
WEST VIRGINIA
WI
WISCONSIN
WY
WYOMING
false
World Equity Group, Inc.
29087
None
None
1650 N. Arlington Heights Rd.
Suite 100
Arlington Heights
IL
ILLINOIS
60004-3984
All States
true
100000000
0
100000000
false
0
11000000
true
0
Assumes the maximum offering proceeds are received.
100000000
true
Assumes the maximum offering proceeds are received.
false
Atlas Eagle Ford 2016 L.P.
/s/ Justin T. Atkinson
Justin T. Atkinson
Senior Vice President
2016-11-28