0001679071-16-000003.txt : 20160810 0001679071-16-000003.hdr.sgml : 20160810 20160810145115 ACCESSION NUMBER: 0001679071-16-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(5) FILED AS OF DATE: 20160810 DATE AS OF CHANGE: 20160810 EFFECTIVENESS DATE: 20160810 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Spectrum Opportunity Fund, LLC CENTRAL INDEX KEY: 0001679071 IRS NUMBER: 813092602 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-266546 FILM NUMBER: 161821174 BUSINESS ADDRESS: STREET 1: 201 SOUTH TRYON STREET, SUITE 550 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704-358-1000 MAIL ADDRESS: STREET 1: 201 SOUTH TRYON STREET, SUITE 550 CITY: CHARLOTTE STATE: NC ZIP: 28202 D/A 1 primary_doc.xml X0707 D/A LIVE 0001679071 Spectrum Opportunity Fund, LLC 201 SOUTH TRYON STREET, SUITE 550 CHARLOTTE NC NORTH CAROLINA 28202 704-358-1000 NORTH CAROLINA None None Limited Liability Company true 2016 Darryl Dewberry 201 South Tryon Street, Suite 550 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Officer and Member of the Manager of the Issuer Brent Reel 201 South Tryon Street, Suite 550 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Officer and Member of the Manager of the Issuer Stephen McClure 201 South Tryon Street, Suite 550 Charlotte NC NORTH CAROLINA 28202 Executive Officer Director Officer and Member of the Manager of the Issuer James Dulin 201 South Tryon Street, Suite 550 Charlotte NC NORTH CAROLINA 28202 Director Member of the Manager of the Issuer Lew Semones 201 South Tryon Street, Suite 550 Charlotte NC NORTH CAROLINA 28202 Director Member of the Manager of the Issuer John Boylan 201 South Tryon Street, Suite 550 Charlotte NC NORTH CAROLINA 28202 Director Member of the Manager of the Issuer Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.5 true 0001679071-16-000002 2016-08-05 false true false 75000 CapFinancial Securities, LLC 126291 None None 4208 Six Forks Road, Suite 1700 Raleigh NC NORTH CAROLINA 27609 CA CALIFORNIA GA GEORGIA IL ILLINOIS NC NORTH CAROLINA PA PENNSYLVANIA SC SOUTH CAROLINA TX TEXAS false 23049926 0 23049926 false 91 200000 true 0 The placement agent will receive between 0.5% and 1% of commitment for capital. 0 false Spectrum Opportunity Fund, LLC /s/ Stephen M. McClure Stephen M. McClure COO of the Manager of the Issuer 2016-08-10