0001231919-20-000038.txt : 20200624 0001231919-20-000038.hdr.sgml : 20200624 20200624122208 ACCESSION NUMBER: 0001231919-20-000038 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20200624 DATE AS OF CHANGE: 20200624 EFFECTIVENESS DATE: 20200624 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TradeWind Markets, Inc. CENTRAL INDEX KEY: 0001677858 IRS NUMBER: 812171209 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-369589 FILM NUMBER: 20984705 BUSINESS ADDRESS: STREET 1: 4 WORLD TRADE CENTER STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 646-343-2000 MAIL ADDRESS: STREET 1: 4 WORLD TRADE CENTER STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 D 1 primary_doc.xml X0708 D LIVE 0001677858 TradeWind Markets, Inc. 42 Greene St 2nd Floor NEW YORK NY NEW YORK 10013 6463432000 DELAWARE None None Corporation true 2016 Michael Albanese c/o TradeWind Markets, Inc. 42 Greene St 2nd Floor New York NY NEW YORK 10013 Executive Officer Director Bradley T. Katsuyama c/o TradeWind Markets, Inc. 42 Greene St 2nd Floor New York NY NEW YORK 10013 Director Matthew Harris c/o TradeWind Markets, Inc. 42 Greene St 2nd Floor New York NY NEW YORK 10013 Director Sara Furber c/o TradeWind Markets, Inc. 42 Greene St 2nd Floor New York NY NEW YORK 10013 Director Arthur Einav c/o TradeWind Markets, Inc. 42 Greene St 2nd Floor New York NY NEW YORK 10013 Director Kevin Blake Darcy c/o TradeWind Markets, Inc. 42 Greene St 2nd Floor New York NY NEW YORK 10013 Director Other Technology Decline to Disclose 06b false 2020-06-09 false true false 0 3999995 2899997 1099998 false 4 0 0 0 false TradeWind Markets, Inc. /s/ Michael Albanese Michael Albanese Chief Executive Officer 2020-06-24