0001231919-18-000024.txt : 20180425 0001231919-18-000024.hdr.sgml : 20180425 20180425100832 ACCESSION NUMBER: 0001231919-18-000024 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20180425 DATE AS OF CHANGE: 20180425 EFFECTIVENESS DATE: 20180425 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TradeWind Markets, Inc. CENTRAL INDEX KEY: 0001677858 IRS NUMBER: 812171209 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-310911 FILM NUMBER: 18773057 BUSINESS ADDRESS: STREET 1: 4 WORLD TRADE CENTER STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 646-343-2000 MAIL ADDRESS: STREET 1: 4 WORLD TRADE CENTER STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 D 1 primary_doc.xml X0708 D LIVE 0001677858 TradeWind Markets, Inc. 135 Bowery 6th Floor NEW YORK NY NEW YORK 10002 646-793-9120 DELAWARE None None Corporation true 2016 Matthew Trudeau c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Executive Officer Bradley T. Katsuyama c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Matthew Harris c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Robert Park c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Michael Haughton c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Peter Grosskopf c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Kevin Blake Darcy c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Other Technology Decline to Disclose 06b false 2018-04-11 false true false 0 10599984 10599984 0 false 12 0 0 0 false TradeWind Markets, Inc. /s/ Matthew Trudeau Matthew Trudeau Chief Executive Officer 2018-04-24