0001231919-17-000013.txt : 20170418 0001231919-17-000013.hdr.sgml : 20170418 20170418164114 ACCESSION NUMBER: 0001231919-17-000013 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20170418 DATE AS OF CHANGE: 20170418 EFFECTIVENESS DATE: 20170418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TradeWind Markets, Inc. CENTRAL INDEX KEY: 0001677858 IRS NUMBER: 812171209 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-285057 FILM NUMBER: 17767376 BUSINESS ADDRESS: STREET 1: 4 WORLD TRADE CENTER STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 646-343-2000 MAIL ADDRESS: STREET 1: 4 WORLD TRADE CENTER STREET 2: 44TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10007 D 1 primary_doc.xml X0707 D LIVE 0001677858 TradeWind Markets, Inc. 135 Bowery 6th Floor New York NY NEW YORK 10002 646-343-2000 DELAWARE None None Corporation true 2016 Bradley T. Katsuyama c/o TradeWind Markets, Inc. New York NY NEW YORK 10002 Director Promoter Matthew Harris c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Promoter Robert Park c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Promoter Michael Haughton c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Promoter Peter Grosskopf c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Director Promoter Matthew Trudeau c/o TradeWind Markets, Inc. 135 Bowery, 6th Floor New York NY NEW YORK 10002 Executive Officer Promoter Other Technology Decline to Disclose 06b false 2017-04-13 false true true true false 0 2620003 2620003 0 false 1 0 0 0 false TradeWind Markets, Inc. /s/ Matthew Trudeau Matthew Trudeau President 2017-04-18