0001677044-16-000004.txt : 20161007 0001677044-16-000004.hdr.sgml : 20161007 20161007172435 ACCESSION NUMBER: 0001677044-16-000004 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20161007 DATE AS OF CHANGE: 20161007 EFFECTIVENESS DATE: 20161007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Advisor Group Holdings, Inc. CENTRAL INDEX KEY: 0001677044 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-272104 FILM NUMBER: 161928702 BUSINESS ADDRESS: STREET 1: 2800 NORTH CENTRAL AVENUE STREET 2: SUITE 2100 CITY: PHOENIX STATE: AZ ZIP: 85004 BUSINESS PHONE: (212) 328-0555 MAIL ADDRESS: STREET 1: 2800 NORTH CENTRAL AVENUE STREET 2: SUITE 2100 CITY: PHOENIX STATE: AZ ZIP: 85004 D 1 primary_doc.xml X0707 D LIVE 0001677044 Advisor Group Holdings, Inc. ONE WORLD FINANCIAL CENTER 15TH FLOOR NEW YORK NY NEW YORK 10182 (212) 328-0555 DELAWARE None None Corporation true 2016 Valerie Gay Brown 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 Executive Officer Director Patrick Daignault 1250, boul. Rene-Levesque Ouest bureau 900 Montreal A8 QUEBEC, CANADA H3B 4W8 Director James MacNaughton 149 East 73rd Street New York NY NEW YORK 10021 Director Donald B. Marron 9 West 57th Street 31st Floor New York NY NEW YORK 10019 Director Richard J. Sterne 9 West 57th Street 31st Floor New York NY NEW YORK 10019 Director Stuart Szabo 1250, boul. Rene-Levesque Ouest bureau 900 Montreal A8 QUEBEC, CANADA H3B 4W8 Director Mark F. Vassallo 9 West 57th Street 31st Floor New York NY NEW YORK 10019 Director Jeffrey Michael Auld 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 Executive Officer James William Clabby III 2300 Windy Ridge Parkway SE Suite 1100 Atlanta GA GEORGIA 30339 Executive Officer Andrea Michelle Dircks-Larsen 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 Executive Officer Richard David Fergesen 7755 3rd Street North Oakdale MN MINNESOTA 55128 Executive Officer Dmitry Goldin 200 Liberty Street Suite 1500 New York NY NEW YORK 10281 Executive Officer Cynthia Ann Hamel 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 Executive Officer Erica Maja McGinnis 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 Executive Officer Jerome John Murphy 2300 Windy Ridge Parkway SE Suite 1100 Atlanta GA GEORGIA 30339 Executive Officer Allison Lee Pratt 200 Liberty Street 15th Floor New York NY NEW YORK 10281 Executive Officer Matthew Adam Schlueter 2300 Windy Ridge Parkway SE Suite 1100 Atlanta GA GEORGIA 30339 Executive Officer Mary Kathryn Simonson 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 Executive Officer Noah David Sorkin 200 Liberty Street 15th Floor New York NY NEW YORK 10281 Executive Officer Susan Suskind Theder 2800 North Central Avenue Suite 2100 Phoenix AZ ARIZONA 85004 Executive Officer Other Banking and Financial Services Decline to Disclose 06b false true false true false 50000 Indefinite 0 Indefinite false 0 0 0 0 false Advisor Group Holdings, Inc. /s/ Noah Sorkin Noah Sorkin General Counsel and Secretary 2016-10-07