0001674820-16-000001.txt : 20160524 0001674820-16-000001.hdr.sgml : 20160524 20160524095023 ACCESSION NUMBER: 0001674820-16-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20160524 DATE AS OF CHANGE: 20160524 EFFECTIVENESS DATE: 20160524 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RiverNorth Specialty Finance LLC CENTRAL INDEX KEY: 0001674820 IRS NUMBER: 611775842 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-263716 FILM NUMBER: 161670910 BUSINESS ADDRESS: STREET 1: C/O RIVERNORTH CAPITAL MANAGEMENT, LLC STREET 2: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: (312) 840-9012 MAIL ADDRESS: STREET 1: C/O RIVERNORTH CAPITAL MANAGEMENT, LLC STREET 2: 325 NORTH LASALLE STREET, SUITE 645 CITY: CHICAGO STATE: IL ZIP: 60654 D 1 primary_doc.xml X0707 D LIVE 0001674820 RiverNorth Specialty Finance LLC C/O RIVERNORTH CAPITAL MANAGEMENT, LLC 325 NORTH LASALLE STREET, SUITE 645 CHICAGO IL ILLINOIS 60654 (312) 840-9012 DELAWARE None None Limited Liability Company true 2015 Philip K. Bartow 325 North LaSalle Street, Suite 645 Chicago IL ILLINOIS 60654 Executive Officer Co-portfolio manager of the Issuer Patrick W. Galley 325 North LaSalle Street, Suite 645 Chicago IL ILLINOIS 60654 Executive Officer Co-portfolio manager of the Issuer Brian H. Schmucker 325 North LaSalle Street, Suite 645 Chicago IL ILLINOIS 60654 Executive Officer Chief Executive Officer of the Issuer's manager Jonathan M. Mohrhardt 325 North LaSalle Street, Suite 645 Chicago IL ILLINOIS 60654 Executive Officer Chief Operating Officer of the Issuer's manager Marcus L. Collins 325 North LaSalle Street, Suite 645 Chicago IL ILLINOIS 60654 Executive Officer General Counsel and Chief Compliance Officer of the Issuer's manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 false 2016-05-10 true true false 250000 Indefinite 1125000 Indefinite false 4 0 0 0 false RiverNorth Specialty Finance LLC /s/ Marcus L. Collins Marcus L. Collins General Counsel and CCO of the manager 2016-05-24