0001672408-21-000002.txt : 20210726 0001672408-21-000002.hdr.sgml : 20210726 20210726154916 ACCESSION NUMBER: 0001672408-21-000002 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20210726 DATE AS OF CHANGE: 20210726 EFFECTIVENESS DATE: 20210726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carson Group Holdings, LLC CENTRAL INDEX KEY: 0001672408 IRS NUMBER: 371808406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-407758 FILM NUMBER: 211114062 BUSINESS ADDRESS: STREET 1: 13321 CALIFORNIA STREET, SUITE 100 CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 888-321-0808 MAIL ADDRESS: STREET 1: 13321 CALIFORNIA STREET, SUITE 100 CITY: OMAHA STATE: NE ZIP: 68154 D 1 primary_doc.xml X0708 D LIVE 0001672408 Carson Group Holdings, LLC 14600 Branch Street Omaha NE NEBRASKA 68154 888-321-0808 DELAWARE None None Limited Liability Company true Ronald L. Carson 14600 Branch Street Omaha NE NEBRASKA 68154 Executive Officer Director Teri S. Shepherd 14600 Branch Street Omaha NE NEBRASKA 68154 Executive Officer Director Aaron E. Schaben 14600 Branch Street Omaha NE NEBRASKA 68154 Executive Officer Director Kevin B. Bhatt 14600 Branch Street Omaha NE NEBRASKA 68154 Director James Brown 14600 Branch Street Omaha NE NEBRASKA 68154 Director Nicholas J. Engelbart 14600 Branch Street Omaha NE NEBRASKA 68154 Executive Officer Kevin J. Miller 14600 Branch Street Omaha NE NEBRASKA 68154 Executive Officer Other Banking and Financial Services Decline to Disclose 06b false 2021-07-13 false true false 182632599 Moelis & Company LLC 145115 None None 399 PARK AVENUE, 5TH FLOOR New York NY NEW YORK 10022 All States false 329768968 182632599 147136369 false 1 14030800 0 20661369 Certain proceeds are proposed to be used to redeem certain equityholders. This amount is not inclusive of amounts proposed to be used to redeem certain entities of which executive officers are shareholders. false Carson Group Holdings, LLC Kevin J. Miller Kevin J. Miller General Counsel 2021-07-26