0000900440-16-000177.txt : 20160418 0000900440-16-000177.hdr.sgml : 20160418 20160418101020 ACCESSION NUMBER: 0000900440-16-000177 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(1) FILED AS OF DATE: 20160418 DATE AS OF CHANGE: 20160418 EFFECTIVENESS DATE: 20160418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Carson Group Holdings, LLC CENTRAL INDEX KEY: 0001672408 IRS NUMBER: 371808406 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-261521 FILM NUMBER: 161576018 BUSINESS ADDRESS: STREET 1: 13321 CALIFORNIA STREET, SUITE 100 CITY: OMAHA STATE: NE ZIP: 68154 BUSINESS PHONE: 888-321-0808 MAIL ADDRESS: STREET 1: 13321 CALIFORNIA STREET, SUITE 100 CITY: OMAHA STATE: NE ZIP: 68154 D 1 primary_doc.xml X0707 D LIVE 0001672408 Carson Group Holdings, LLC 13321 CALIFORNIA STREET, SUITE 100 OMAHA NE NEBRASKA 68154 888-321-0808 DELAWARE None None Limited Liability Company true 2016 Ron Carson 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Executive Officer Director Teri Shepherd 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Executive Officer Director Aaron Schaben 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Executive Officer Director Paul West 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Executive Officer Laura Pierson 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Executive Officer Jim Brown 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Director Kevin Bhatt 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Director Robert Moore 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Director Steve Lockshin 13321 California Street Suite 100 Omaha NE NEBRASKA 68154 Director Other Banking and Financial Services Decline to Disclose 06b 3C 3C.1 false 2016-04-01 false true false 100000 34380000 34380000 0 false 9 0 0 24380000 false Carson Group Holdings, LLC /s/ Teri Shepherd Teri Shepherd Chief Financial Officer 2016-04-15