0000919574-23-000601.txt : 20230131 0000919574-23-000601.hdr.sgml : 20230131 20230131101548 ACCESSION NUMBER: 0000919574-23-000601 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 EFFECTIVENESS DATE: 20230131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BTG Pactual Rates Fund, LLC CENTRAL INDEX KEY: 0001672044 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-261477 FILM NUMBER: 23570624 BUSINESS ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 57TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 293-4600 MAIL ADDRESS: STREET 1: 601 LEXINGTON AVENUE STREET 2: 57TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 D/A 1 primary_doc.xml X0708 D/A LIVE 0001672044 BTG Pactual Rates Fund, LLC 601 LEXINGTON AVENUE 57TH FLOOR NEW YORK NY NEW YORK 10022 (212) 293-4600 DELAWARE None None Limited Liability Company true -- BTG Pactual Rates GP Ltd. P.O. Box 309, Ugland House George Town Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Executive Officer Promoter Managing Member -- BTG Pactual Global Asset Management Limited P.O. Box 309, Ugland House George Town Grand Cayman E9 CAYMAN ISLANDS KY1-1104 Executive Officer Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000919574-22-000612 2016-04-01 true true false 0 CAIS Capital LLC 154512 None None 527 MADISON AVENUE 2ND FLOOR NEW YORK NY NEW YORK 10022 All States false SA STONE WEALTH MANAGEMENT INC. 18456 None None 2 PERIMETER PARK SOUTH SUITE 500 WEST BIRMINGHAM AL ALABAMA 35243 All States false Indefinite 33269361 Indefinite false 67 0 true 0 true CAIS Capital LLC and SA Stone Wealth Management Inc., listed in Item 12, are paid an amount equal to a percentage of the management fee paid to the Investment Manager (or its affiliate) attributable to certain assets under management and/or the incentive 0 true The Investment Manager receives customary management fees. false BTG Pactual Rates Fund, LLC /s/ Carolina Costa Carolina Costa Director of the Managing Member 2023-01-31